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SYMPHONY FINANCIAL SERVICES, INC.
CRD 125058 · SEC 801-63300
4100 EMBASSY PARKWAY, SUITE 100, AKRON, OH, 44333, United States
Phone
330-434-2000
Fax
330-665-1515
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$428.7M
Discretionary AUM
$344.7M
Team
7 total employees; 7 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-02-25
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Pension consultingSelection of other advisers
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 520 | $157.6M |
| High net worth individuals | 71 | $172.1M |
| Pension/profit sharing plans | 36 | $88.4M |
| Charitable organizations | 6 | $5.6M |
| Insurance companies | 1 | $1.6M |
| Corporations/business entities | 7 | $3.3M |
States served
AR, CA, CO, GA, IL, IN, KY, LA, NJ, NY, NC, OH, VA, MO, TX, HI, FL
All web addresses on file
- https://www.linkedin.com/in/robertjschaefer
- https://www.linkedin.com/in/john-kim-50748964
- https://ne-np.facebook.com/SymphonyFinancialServicesInc/
- https://www.linkedin.com/in/craigmsmall/
- https://www.linkedin.com/company/symphony-financial-services-securties-offered-through-lpl-financial-finra-sipc-member
- https://www.linkedin.com/in/james-jones-crpc%C2%AE-8188547
- HTTP://WWW.SYMPHONY-FINANCIAL.COM
- https://www.linkedin.com/in/steven-smetana-crpc%C2%AE-08a4a328
- https://www.linkedin.com/in/mark-millar-a4ab2714
Official SEC filing: View on IAPD