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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FIORI FINANCIAL GROUP

CRD 318641

Fort Lauderdale, FL

Corporate platform

LLC

$567.4M5 advisorsPercentage of AUM; Fixed feesView
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED

CRD 110459

Hong Kong

Corporate platform

Corporation

$566.7M10 advisorsPercentage of AUMView
RHINO INVESTMENT PARTNERS, INC.

CRD 283692

West Conshohocken, PA

Corporate platform

Corporation

$566.2M2 advisorsPercentage of AUM; Performance-based feesView
MIDWEST FINANCIAL GROUP LLC

CRD 175288

Overland Park, KS

Corporate platform

LLP

$566.1M9 advisorsPercentage of AUM · Hourly charges +1 moreView
FIRST KENTUCKY SECURITIES CORP

CRD 7524

Louisville, KY

Corporate platform

Corporation

$566.0M16 advisorsPercentage of AUM · Hourly charges +3 moreView
FIRST FIDUCIARY INVESTMENT COUNSEL INC

CRD 111144

Cleveland, OH

Corporate platform

Corporation

$565.5M3 advisorsPercentage of AUM; Fixed feesView
OPTO INVESTMENT MANAGEMENT, LLC

CRD 316847

New York, NY

Corporate platform

LLC

$565.4M6 advisorsPercentage of AUM · Fixed fees +1 moreView
OLSTEIN CAPITAL MANAGEMENT, L.P.

CRD 38474

Purchase, NY

Corporate platform

LP

$564.1M6 advisorsPercentage of AUMView
SHIKIAR ASSET MANAGEMENT INC

CRD 107533

New York, NY

Corporate platform

Corporation

$564.0M4 advisorsPercentage of AUMView
LGG FINANCIAL

CRD 305002

Bethesda, MD

Corporate platform

Corporation

$563.9M2 advisorsPercentage of AUMView
PONDERA HOLDINGS LLC

CRD 315097

Chicago, IL

Corporate platform

LLC

$563.8M4 advisorsPerformance-based fees; A PERCENTAGE OF ADJUSTED EBITDAView
DARA CAPITAL US, INC.

CRD 153544

Miami, FL

Corporate platform

Corporation

$563.1M2 advisorsPercentage of AUM · Fixed fees +1 moreView
SEQUEL HOLDINGS, L.P.

CRD 170237

Dallas, TX

Corporate platform

LP

$563.0M10 advisorsPercentage of AUM; Performance-based feesView
VELA INVESTMENT MANAGEMENT, LLC

CRD 306678

New Albany, OH

Corporate platform

LLC

$562.9M23 advisorsPercentage of AUM · Fixed fees +2 moreView
JACOBSEN CAPITAL MANAGEMENT

CRD 116085

Salt Lake City, UT

Corporate platform

LLC

$562.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
BECK CAPITAL MANAGEMENT LLC

CRD 152705

Austin, TX

Corporate platform

LLC

$562.4M7 advisorsPercentage of AUMView
CAPITOL PRIVATE WEALTH GROUP LLC

CRD 283257

Vienna, VA

Corporate platform

LLC

$562.1M7 advisorsPercentage of AUM · Hourly charges +1 moreView
SGH WEALTH MANAGEMENT

CRD 284067

Lathrup Village, MI

Corporate platform

Corporation

$561.8M6 advisorsPercentage of AUM · Hourly charges +1 moreView
RETIRERIGHT CONSULTING GROUP

CRD 300925

West Des Moines, IA

Corporate platform

LLC

$561.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
MATRIX PRIVATE CAPITAL GROUP

CRD 285531

Chicago, IL

Corporate platform

LLC

$561.0M5 advisorsPercentage of AUM; Performance-based feesView
WEDGEWOOD PARTNERS, INC.

CRD 21923

St. Louis, MO

Corporate platform

Corporation

$560.7M3 advisorsPercentage of AUMView
EMPIRICAL ASSET MANAGEMENT, LLC

CRD 155436

Wellesley, MA

Corporate platform

LLC

$560.0M10 advisorsPercentage of AUM; Performance-based feesView
VAN LEEUWEN RETIREMENT & INVESTMENT SERVICES

CRD 289463

Richmond, KY

Corporate platform

Corporation

$559.4M2 advisorsPercentage of AUM · Hourly charges +1 moreView
M. KRAUS & COMPANY

CRD 106749

Shelburne, VT

Corporate platform

Corporation

$559.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
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