EMPIRICAL ASSET MANAGEMENT, LLC

CRD 155436 · SEC 801-71967

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57 RIVER STREET, SUITE 301, WELLESLEY, MA, 02481, United States

Phone

781-431-2223

Fax

781-431-2260

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$560.0M

Discretionary AUM

$539.7M

Team

14 total employees; 10 advisory reps; 2 broker-dealer reps

Clients

—

Fees

Percentage of AUM; Performance-based fees

Org form

Limited Liability Company

Filing date

2026-03-30

Disciplinary history

Services

Portfolio management (individuals)Portfolio management (pooled vehicles)Portfolio management (institutions)Pension consultingSelection of other advisers

Client types

Type	Clients	AUM
Individuals	190	$74.8M
High net worth individuals	267	$422.7M
Pooled investment vehicles	1	$445K
Pension/profit sharing plans	6	$35.3M
Corporations/business entities	10	$22.4M

States served

AZ, CA, CO, DE, LA, ME, MA, MN, NJ, NY, NC, PA, RI, SC, TX, NH, CT, FL

All web addresses on file

HTTP://WWW.EMPIRICALAM.COM
https://bostonplatinummanagement.com
https://www.pentawealthmanagement.com

Official SEC filing: View on IAPD