Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
HARFST AND ASSOCIATES, INC.

CRD 145090

Sheridan, WY

Corporate platform

Corporation

$783.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
OLD PORT ADVISORS

CRD 108228

Portland, ME

Corporate platform

Corporation

$782.8M10 advisorsPercentage of AUM · Hourly charges +1 moreView
DELTEC ASSET MANAGEMENT LLC

CRD 104068

New York, NY

Corporate platform

LLC

$782.8M7 advisorsPercentage of AUM; Performance-based feesView
AMERANT INVESTMENTS, INC.

CRD 117284

Coral Gables, FL

Corporate platform

Corporation

$782.4M22 advisorsPercentage of AUMView
CLARITY CAPITAL KCPS LTD

CRD 160662

Ramat-Gan, MN

Corporate platform

Corporation

$782.3M6 advisorsPercentage of AUM; Performance-based feesView
HUNTLEIGH ADVISORS, INC.

CRD 113412

St.. Louis, MO

Corporate platform

Corporation

$781.8M55 advisorsPercentage of AUM; SOLICITOR/THIRD PARTY MANAGER FEESView
WHELAN FINANCIAL

CRD 107227

Fresno, CA

Corporate platform

Corporation

$781.8M7 advisorsPercentage of AUM; Fixed feesView
FACTOR WEALTH MANAGEMENT

CRD 104708

Chicago, IL

Corporate platform

Corporation

$781.0M5 advisorsPercentage of AUM · Hourly charges +1 moreView
WATER ASSET MANAGEMENT, LLC

CRD 151508

New York, NY

Corporate platform

LLC

$780.9M5 advisorsPercentage of AUM; Performance-based feesView
CREATIVE CAPITAL MANAGEMENT INVESTMENTS LLC

CRD 286567

San Diego, CA

Corporate platform

LLC

$780.4M7 advisorsPercentage of AUM · Hourly charges +1 moreView
LIPE & DALTON INVESTMENT COUNSEL

CRD 132737

Syracuse, NY

Corporate platform

Corporation

$779.9M2 advisorsPercentage of AUMView
SAFANAD INC.

CRD 170969

New York, NY

Corporate platform

Corporation

$779.8M10 advisorsPercentage of AUM; Performance-based feesView
RAMSAY STATTMAN VELA & PRICE INC

CRD 105156

Colorado Springs, CO

Corporate platform

Corporation

$778.5M5 advisorsPercentage of AUMView
M3F, INC.

CRD 151191

Salt Lake City, UT

Corporate platform

Corporation

$778.2M6 advisorsPercentage of AUM; Performance-based feesView
SNOW PHIPPS GROUP, LLC

CRD 158024

New York, NY

Corporate platform

LLC

$777.1M2 advisorsPercentage of AUM · Performance-based fees +1 moreView
MELD FINANCIAL, INC.

CRD 118896

Birmingham, AL

Corporate platform

Corporation

$776.4M10 advisorsPercentage of AUM · Hourly charges +1 moreView
GLOBAL VIEW CAPITAL MANAGEMENT LLC

CRD 158292

Waukesha, WI

Corporate platform

LLC

$775.2M107 advisorsPercentage of AUM · Hourly charges +1 moreView
GRAFINE CAPITAL HOLDINGS LLC

CRD 309490

New York, NY

Corporate platform

LLC

$775.0M6 advisorsPercentage of AUM; Performance-based feesView
NEWGEN ASSET MANAGEMENT LIMITED

CRD 163822

Toronto, Ontario

Corporate platform

Corporation

$774.8M8 advisorsPercentage of AUM; Performance-based feesView
EMBASSY ASSET MANAGEMENT LP

CRD 314768

Short Hills, NJ

Corporate platform

LP

$774.0M4 advisorsPercentage of AUM; Performance-based feesView
T VENTURES MANAGEMENT CO, LTD.

CRD 296775

Sydney Nsw, CA

Corporate platform

Corporation

$773.9M4 advisorsPercentage of AUM · Fixed fees +1 moreView
FLYNN ZITO CAPITAL MANAGEMENT, LLC

CRD 152689

Garden City, NY

Corporate platform

LLC

$773.9M7 advisorsPercentage of AUM · Hourly charges +1 moreView
NORTH POINT PORTFOLIO MANAGERS CORPORATION

CRD 111257

Orange Village, OH

Corporate platform

Corporation

$773.3M6 advisorsPercentage of AUMView
4612 GROUP, LLC

CRD 287619

Atlanta, GA

Corporate platform

LLC

$773.3M9 advisorsPercentage of AUM · Fixed fees +1 moreView
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