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WHELAN FINANCIAL
CRD 107227 · SEC 801-40071
7700 NORTH PALM AVE. #201, FRESNO, CA, 93711-5780, United States
Phone
559-228-8002
Fax
559-228-8028
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$781.8M
Discretionary AUM
$781.8M
Team
9 total employees; 7 advisory reps; 18 broker-dealer reps
Clients
251-500
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-01-27
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 248 | $75.1M |
| High net worth individuals | 222 | $555.9M |
| Pension/profit sharing plans | 37 | $137.5M |
| Charitable organizations | 2 | $11.9M |
| Corporations/business entities | 3 | $1.3M |
States served
CA, ID, IL, MA, NV, OR, WA, TX
All web addresses on file
Official SEC filing: View on IAPD