NEWGEN ASSET MANAGEMENT LIMITED

CRD 163822 · SEC 801-115287

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

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COMMERCE COURT NORTH, SUITE 2900, 25 KING STREET WEST, BOX 405, TORONTO, ONTARIO, M5L 1G3, Canada

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$774.8M

Discretionary AUM

$774.8M

Team

13 total employees; 8 advisory reps

Clients

—

Fees

Percentage of AUM; Performance-based fees

Org form

Corporation

Filing date

2026-01-29

Disciplinary history

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Services

Portfolio management (investment companies)Portfolio management (pooled vehicles)

Client types

Type	Clients	AUM
Investment companies	1	$30.9M
Pooled investment vehicles	8	$743.9M

All web addresses on file

Official SEC filing: View on IAPD