Rhode Island · 4 advisers
Financial Advisors in Newport, Rhode Island
Looking for a financial advisor in Newport, Rhode Island? Falists indexes 4 SEC-registered and state-registered investment advisers in Newport — with names, websites, team size, fee types, and assets under management pulled from public Form ADV filings. 4 firms list a website you can visit directly. Firms in this directory manage up to $1.80B in reported assets. Compare advisers below and visit firm websites to learn more about their services.
Advisers
4
With website
4
Largest AUM
$1.80B
Financial planning
2
Filter by specialty
Wealth managers · Trusts & estates · Retirement · Institutional · Planning
Top advisors in Newport
Ranked by AUM · Fees, team & specialties at a glance
YOUNG RICHARD C & CO LTD
Newport, RI
AUM
$1.80B
Team
8 advisors
Clients
More than 500
Fees
Percentage of AUM
401-849-2137
SLOCUM, GORDON & CO. LLP
Newport, RI
AUM
$219.2M
Team
2 advisors
Clients
1-10
Fees
Percentage of AUM · Hourly charges +1 more
401-849-4900
TRANSWESTERN CAPITAL ADVISORS, LLC
Newport, RI
AUM
$73.7M
Team
1 advisors
Clients
0
Fees
Percentage of AUM; Fixed fees
800-997-0718
MERLIN ASSET MANAGEMENT
Newport, RI
AUM
$50.2M
Team
1 advisors
Clients
—
Fees
Percentage of AUM
617 366-2650
More cities in Rhode Island
Common questions
- How many financial advisors are in Newport, Rhode Island?
- 4 registered investment advisers are listed in our Newport directory, sourced from public SEC filings.
- What types of advisors are in Newport?
- Browse wealth managers, financial planners, trust & estate advisors, retirement specialists, and institutional managers using the specialty filters above.
- How do I choose a financial advisor in Newport?
- Compare team size, services, fee types, and AUM. Visit firm websites, verify registration on SEC IAPD, and interview advisers before hiring.
- Is this data official?
- Yes. All records come from the SEC Investment Adviser Public Disclosure (IAPD) database.