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SLOCUM, GORDON & CO. LLP
SLOCUM GORDON & CO LLP
CRD 104929 · SEC 801-14301
39 MILL STREET, NEWPORT, RI, 02840, United States
Phone
401-849-4900
Fax
401-849-4947
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$219.2M
Discretionary AUM
$219.2M
Team
5 total employees; 2 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Limited Liability Partnership
Filing date
2026-02-05
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 66 | $18.9M |
| High net worth individuals | 51 | $162.3M |
| Charitable organizations | 7 | $31.3M |
| Corporations/business entities | 7 | $6.5M |
States served
MA, NY, RI, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD