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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

3,702 advisers found

Advisory firmLLCWebsite listed

LISANTI CAPITAL GROWTH LLC

New York, NY

AUM

$432.5M

Licensed in NY
NY
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

3 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

INTERMARKET CORPORATION

New York, NY

AUM

$431.5M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLLCWebsite listed

PROSPECT FINANCIAL SERVICES LLC

Melville, NY

AUM

$431.0M

Licensed in CA, NJ, NY +7 states
CANJNYNCSCTN+4
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

Team

9 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Advisory firmLLCWebsite listed

REPUBLIC CAPITAL

New York, NY

AUM

$430.9M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

2 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLPWebsite listed

DIKER MANAGEMENT LLC

New York, NY

AUM

$430.0M

Based in NY
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformLLCWebsite listed

SOCHA FINANCIAL GROUP, LLC

Corning, NY

AUM

$430.0M

Licensed in CA, LA, MD +12 states
CALAMDMANYNC+9
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • TAX PREPARATION

Team

3 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +1 more

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Advisory firmLLCWebsite listed

SQUARE WAVE CAPITAL

Brooklyn, NY

AUM

$428.8M

Based in NY
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

3 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

HEP MANAGEMENT CORPORATION

New York, NY

AUM

$426.6M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)
  • PORTFOLIO COMPANY OVERSIGHT & MANAGEMENT

Team

8 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

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Advisory firmLLCWebsite listed

ABR DYNAMIC FUNDS, LLC

New York, NY

AUM

$426.2M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

3 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

APPOMATTOX ADVISORY, INC

New York, NY

AUM

$425.6M

Licensed in NJ, NY, CT, FL
NJNYCTFL
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

4 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
Advisory firmLLCWebsite listed

CIP CAPITAL

New York, NY

AUM

$425.6M

Based in NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

LIFEMARK SECURITIES CORP.

Rochester, NY

AUM

$424.9M

Licensed in AL, AZ, AR +43 states
ALAZARCACODE+40
Financial PlanningWealth MgmtTrusts & EstatesFee-Only/Hourly
  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

Team

78 advisors

Clients

26-50

Fees

Percentage of AUM · Hourly charges +1 more

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Advisory firmLLCWebsite listed

BLACKDIAMOND WEALTH MANAGEMENT, LLC

New York, NY

AUM

$424.0M

Licensed in CA, CO, DE +9 states
CACODEILNJNY+6
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

7 advisors

Clients

11-25

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Corporate platformLPWebsite listed

MAREK CAPITAL MANAGEMENT LP

New York, NY

AUM

$422.4M

Licensed in NY
NY
Wealth MgmtInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

6 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Advisory firmLLCWebsite listed

CONGRESS PARK CAPITAL LLC

Saratoga Springs, NY

AUM

$422.3M

Licensed in MA, NY, NC +5 states
MANYNCPAWANH+2
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

Team

3 advisors

Clients

—

Fees

Percentage of AUM; Fixed fees

View detailsVisit website
Advisory firmLLCWebsite listed

ADIRONDACK CAPITAL ADVISORS, LLC

Syracuse, NY

AUM

$422.3M

Licensed in NY, NC, PA +2 states
NYNCPAVAFL
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

4 advisors

Clients

251-500

Fees

Percentage of AUM · Hourly charges +2 more

View detailsVisit website
Corporate platformLLCWebsite listed

ONCE CAPITAL MANAGEMENT, LLC

New York, NY

AUM

$422.1M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)
  • ADVISORY SERVICES RELATED TO ASSET ALLOCATION TO OTHER ADVISORY COMPANIES

Team

5 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

FISCHER INVESTMENT GROUP, INC.

Pittsford, NY

AUM

$421.5M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (individuals)
  • PROVISION OF TRADING SIGNALS

Team

4 advisors

Clients

—

Fees

Percentage of AUM · Subscription fees +1 more

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Advisory firmLPWebsite listed

METAVASI CAPITAL LP

Larchmont, NY

AUM

$420.6M

Licensed in NY
NY
Wealth Mgmt
  • Portfolio management (pooled vehicles)
  • MARKET AND SECURITY RELATED COMMENTARY

Team

5 advisors

Clients

—

Fees

Percentage of AUM · Fixed fees +1 more

View detailsVisit website
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