Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

3,702 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SANDERS SMITH LIMITED

CRD 136506

Tarrytown, NY

Corporate platform

Corporation

2 advisorsFixed feesView
SASSICAIA CAPITAL ADVISERS LLC

CRD 286385

Jericho, NY

Advisory firm

LLC

Fees not disclosedView
SC FUND MANAGEMENT LLC

CRD 159720

New Rochelle, NY

Advisory firm

LLC

Fees not disclosedView
SCIA NY

CRD 337639

New York, NY

Advisory firm

LLC

$02 advisorsPercentage of AUM; Performance-based feesView
SCP MANAGEMENT LLC

CRD 163854

Buffalo, NY

Advisory firm

LLC

Fees not disclosedView
SEVEN HILLS CAPITAL MANAGEMENT, LLC

CRD 342528

New York, NY

Advisory firm

LLC

Fees not disclosedView
SHARENETT INVESTMENT ADVISORS, LLC

CRD 307176

New York, NY

Advisory firm

LLC

Fees not disclosedView
SHARPE ADVISORS, LLC

CRD 338664

New York, NY

Advisory firm

LLC

$02 advisorsPercentage of AUMView
SMBC ASSET MANAGEMENT, INC.

CRD 109691

New York, NY

Corporate platform

Corporation

3 advisorsCOSTS PLUS 10%View
SOLID DECISION MANAGEMENT TEAM LLC

CRD 337871

New York, NY

Advisory firm

LLC

Fees not disclosedView
SOUND ASSET MANAGEMENT GROUP, LLC

CRD 145330

Brooklyn, NY

Advisory firm

LLC

1 advisorsMARKETING/PROMOTER FEESView
STANDARD CAPITAL ADVISORS L.P.

CRD 165808

New York, NY

Advisory firm

LP

Fees not disclosedView
STANDARD INVESTMENT MANAGEMENT LLC

CRD 337995

New York, NY

Advisory firm

LLC

Fees not disclosedView
STARLION GLOBAL MANAGEMENT INC

CRD 341316

Albany, NY

Corporate platform

Corporation

Fees not disclosedView
STARTENGINE ADVISER LLC

CRD 329465

Melville, NY

Advisory firm

LLC

Fees not disclosedView
STIFEL RESEARCH ADVISORY, LLC

CRD 327588

New York, NY

Advisory firm

LLC

1 advisorsVARIABLE FEES PAID FOR RESEARCH AND MARKET INTELLIGENCEView
STONE OAK CAPITAL LLC

CRD 341363

Rochester, NY

Advisory firm

LLC

$02 advisorsPercentage of AUM; Fixed feesView
STONEHAVEN ADVISORS, LLC

CRD 322608

New York, NY

Advisory firm

LLC

4 advisors3RD PARTY ADVISORS PAY STONEHAVEN ADVISORS SHARE OF THEIR FEESView
SYKON ASSET MANAGEMENT LLC

CRD 336338

Harrison, NY

Advisory firm

LLC

$02 advisorsPercentage of AUMView
TEBUAH CAPITAL MANAGEMENT LLC

CRD 311322

New York, NY

Advisory firm

LLC

Fees not disclosedView
TENFORE HOLDINGS

CRD 167988

New York, NY

Advisory firm

LLC

Fees not disclosedView
THE OPERATORS FUND INVESTMENT MANAGEMENT, L.P.

CRD 340501

New York, NY

Advisory firm

LP

2 advisorsPercentage of AUM; Performance-based feesView
THE ROBERT J. WILKES PLANNING FORUM

CRD 119953

Binghamton, NY

Advisory firm

Sole prop

1 advisorsPercentage of AUM; CommissionsView
TIMOTHY C. MINNECI

CRD 169088

Williamsville, NY

Advisory firm

Sole prop

1 advisorsHourly charges · Fixed fees +1 moreView
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