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SMBC ASSET MANAGEMENT, INC.

CRD 109691 · SEC 801-136399

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

277 PARK AVENUE, 5TH FLOOR, NEW YORK, NY, 10172, United States

Registration

Registered (APPROVED-120)

Source

SEC registered

Total AUM

—

Discretionary AUM

—

Team

6 total employees; 3 advisory reps

Clients

—

Fees

COSTS PLUS 10%

Org form

Corporation

Filing date

2026-05-08

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

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Services

Portfolio management (pooled vehicles)RESEARCH MAINLY ON U.S. CORPORATE BOND MARKETS AND ISSUERS.

States served

NY

Official SEC filing: View on IAPD