Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

3,702 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GAUN WEALTH MANAGEMENT LTD.

CRD 339643

Sea Cliff, NY

Corporate platform

Corporation

2 advisorsRULE 206(4)-1 REFERRAL FEESView
GC COMPANIES ADVISER

CRD 293509

Armonk, NY

Advisory firm

LLC

Fees not disclosedView
GCI PARTNERS, LLC

CRD 326707

New York, NY

Advisory firm

LLC

Fees not disclosedView
GLENVIEW WEALTH LLC

CRD 328073

New York, NY

Advisory firm

LLC

1 advisorsHourly charges; Fixed feesView
GMAG MANAGEMENT LP

CRD 313456

Melville, NY

Advisory firm

LP

Fees not disclosedView
GMP LIMITED

CRD 287721

New York, NY

Corporate platform

Corporation

Fees not disclosedView
GOLDSTRIKE CAPITAL LLC

CRD 338926

North Syracuse, NY

Advisory firm

LLC

$02 advisorsPercentage of AUM; Hourly chargesView
GORGES CAPITAL MANAGEMENT LLC

CRD 342494

Rochester, NY

Advisory firm

LLC

$01 advisorsPercentage of AUMView
GRECBEX TECHNOLOGY LTD

CRD 339728

New York, NY

Advisory firm

LLC

Fees not disclosedView
GREG JENNINGS, LLC

CRD 341031

Dewitt, NY

Advisory firm

LLC

$02 advisorsPercentage of AUM; Hourly chargesView
HANSEATIC CORPORATION

CRD 162751

Millbrook, NY

Corporate platform

Corporation

Fees not disclosedView
HARDING & COMPANY

CRD 126053

Garden City, NY

Advisory firm

Partnership

1 advisorsREFERRAL FEESView
HILLTOP ROAD MANAGEMENT, LLC

CRD 342925

New York, NY

Advisory firm

LLC

Fees not disclosedView
HORNET MANAGEMENT, LLC

CRD 167134

New York, NY

Advisory firm

LLC

Fees not disclosedView
HUNTERBROOK CAPITAL LP

CRD 330338

New York, NY

Advisory firm

LP

Fees not disclosedView
IBIS MANAGEMENT, LLC

CRD 318904

New York, NY

Advisory firm

LLC

Fees not disclosedView
INCRED WEALTH INC.

CRD 336840

New York, NY

Corporate platform

Corporation

1 advisorsPercentage of AUM; CONSULTING FEESView
INDICATOR GLOBAL INC

CRD 331058

Pittsford, NY

Advisory firm

LLC

Fees not disclosedView
INTERSTATE FINANCIAL GROUP, INC.

CRD 125880

Mt. Kisco, NY

Corporate platform

Corporation

2 advisorsFixed feesView
IROQUOIS CAPITAL MANAGEMENT, LLC

CRD 159769

Scarsdale, NY

Advisory firm

LLC

Fees not disclosedView
IRVING GLUCK CERTIFIED PUBLIC ACCOUNTANT

CRD 315735

Brooklyn, NY

Advisory firm

Sole prop

1 advisorsSOLICITATION FEEView
ISZO CAPITAL MANAGEMENT LP

CRD 314316

New York, NY

Advisory firm

LP

Fees not disclosedView
ITAU BBA USA SECURITIES, INC.

CRD 118817

New York, NY

Corporate platform

Corporation

26 advisorsFixed fees; CommissionsView
JACK CREEK PARTNERS LLC

CRD 338362

New York, NY

Advisory firm

LLC

$01 advisorsPercentage of AUMView
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