Falists
← Back to search

ITAU BBA USA SECURITIES, INC.

CRD 118817 · SEC 801-128491

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

599 LEXINGTON AVE, 34TH FLOOR, NEW YORK, NY, 10022, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

Discretionary AUM

Team

38 total employees; 26 advisory reps

Clients

Fees

Fixed fees; Commissions

Org form

Corporation

Filing date

2026-03-30

Disciplinary history

Yes

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

RESEARCH SERVICES

Official SEC filing: View on IAPD