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Showing Wealth Management advisors in CA

3,281 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
REIK & CO., LLC

CRD 142414

CA

Advisory firm

LLC

$322.1M4 advisorsPercentage of AUM; Fixed feesView
HW CAPITAL LLC

CRD 298731

Santa Monica, CA

Advisory firm

LLC

$321.0M2 advisorsFixed fees; ANNUAL BONUSES IN THE CLIENT'S DISCRETIONView
TWIN LAKES CAPITAL

CRD 137522

Redwood Shores, CA

Advisory firm

LLC

$314.7M2 advisorsPercentage of AUMView
PROSPECT CAPITAL ADVISORS, LLC

CRD 119531

Sausalito, CA

Advisory firm

LLC

$309.4M2 advisorsPercentage of AUM; Performance-based feesView
VILLAFRANCO WEALTH MANAGEMENT

CRD 110371

CA

Corporate platform

Corporation

$299.1M1 advisorsPercentage of AUMView
DAIWA CAPITAL MANAGEMENT SILICON VALLEY INC.

CRD 307581

Palo Alto, CA

Corporate platform

Corporation

$292.0M2 advisorsPercentage of AUM; Performance-based feesView
HESMER WEALTH MANAGEMENT LLC

CRD 340213

CA

Advisory firm

LLC

$288.4M4 advisorsPercentage of AUM; Fixed feesView
SOUTHWEST MONEY MANAGEMENT INC

CRD 109668

CA

Corporate platform

Corporation

$287.9M1 advisorsPercentage of AUM; Fixed feesView
GRAND CENTRAL MUSIC

CRD 329208

CA

Advisory firm

LP

$287.6M4 advisorsPercentage of AUM; Performance-based feesView
HOERTKORN RICHARD CHARLES

CRD 104649

Kentfield, CA

Advisory firm

Sole prop

$282.5M2 advisorsPercentage of AUM; Hourly chargesView
WWM ADVISORY INC.

CRD 133611

Culver City, CA

Corporate platform

Corporation

$280.1M2 advisorsNO SEPARATE FEE CHARGED.View
ERVIN INVESTMENT MANAGEMENT

CRD 299739

CA

Corporate platform

LLC

$269.9M3 advisorsPercentage of AUM; Hourly chargesView
THE EVERGREEN ADVANTAGE MANAGEMENT, INC.

CRD 165547

Santa Monica, CA

Corporate platform

Corporation

$267.3M4 advisorsPercentage of AUM · ORIGINATION, EXTENSION, AND LATE FEES +1 moreView
PROSSER CREEK ASSET MANAGEMENT LLC

CRD 318883

Corte Madera, CA

Corporate platform

LLC

$266.7M1 advisorsPercentage of AUM; Performance-based feesView
PRIVATE FINANCIAL COUNSELING

CRD 110648

Los Angeles, CA

Corporate platform

Corporation

$262.5M3 advisorsPercentage of AUMView
KALINOWSKY ASSET MANAGEMENT

CRD 137393

CA

Corporate platform

Corporation

$253.8M1 advisorsPercentage of AUM; Hourly chargesView
ROSENWALD CAPITAL MANAGEMENT, INC.

CRD 290118

Redondo Beach, CA

Corporate platform

Corporation

$248.1M1 advisorsPercentage of AUM; Performance-based feesView
NEXXUS HOLDINGS ADVISORS LLC

CRD 166884

Santa Barbara, CA

Corporate platform

LLC

$246.2M4 advisorsPercentage of AUM · Fixed fees +1 moreView
PURSUE WEALTH PARTNERS, LLC

CRD 326348

CA

Advisory firm

LLC

$243.4M2 advisorsPercentage of AUM; Fixed feesView
LINDA A. BARLOW, CFP

CRD 111643

Santa Ana, CA

Advisory firm

Sole prop

$239.6M1 employeesPercentage of AUM · Hourly charges +1 moreView
HEIGHTS LLC

CRD 315969

Los Angeles, CA

Advisory firm

LLC

$239.2M2 advisorsPercentage of AUM; Performance-based feesView
AMPERSAND CAPITAL GROUP, L.P.

CRD 329612

Burlingame, CA

Corporate platform

LP

$235.1M1 advisorsPercentage of AUM; Performance-based feesView
CONWAY CAPITAL MANAGEMENT, INC.

CRD 133260

Burbank, CA

Corporate platform

Corporation

$231.9M1 advisorsPercentage of AUMView
GIDEON CAPITAL, LLC

CRD 337919

Los Angeles, CA

Advisory firm

LLC

$229.0M1 employeesFixed fees; Performance-based feesView
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