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PROSPECT CAPITAL ADVISORS, LLC
CRD 119531 · SEC 801-100384
501 HUMBOLDT AVENUE, 2ND FLOOR, SAUSALITO, CA, 94965, United States
Phone
(415) 331-3590
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$309.4M
Discretionary AUM
$309.4M
Team
4 total employees; 2 advisory reps
Clients
—
Fees
Percentage of AUM; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (pooled vehicles)
Client types
| Type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $309.4M |
States served
CA, NY
Official SEC filing: View on IAPD