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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

5,013 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
XEL

CRD 329693

Ontario, CA

Corporate platform

Corporation

$8.5M1 advisorsPercentage of AUM; Fixed feesView
KB PRIVATE WEALTH MANAGEMENT GROUP

CRD 309208

Sherman Oaks, CA

Advisory firm

LLC

$8.5M1 advisorsPercentage of AUMView
MCCANN INVESTMENT MANAGEMENT LLC

CRD 315149

Lodi, CA

Advisory firm

LLC

$8.3M1 advisorsPercentage of AUM; Hourly chargesView
KELMAR CAPITAL MANAGEMENT, LLC

CRD 127350

Pasadena, CA

Advisory firm

LLC

$8.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PARADOX INVESTMENT PARTNERS LLC

CRD 307439

Newport Beach, CA

Advisory firm

LLC

$8.1M1 advisorsPercentage of AUM; Performance-based feesView
ALTERNITY INVESTMENT ADVISORS

CRD 159463

Newport Beach, CA

Advisory firm

LLC

$8.1M1 advisorsPercentage of AUMView
JMO FINANCIAL

CRD 175086

Carlsbad, CA

Corporate platform

Corporation

$8.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
BURKART & STEVENS WEALTH MANAGEMENT

CRD 284575

San Luis Obispo, CA

Advisory firm

Sole prop

$8.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
DESERT FINANCIAL PLANNING

CRD 293185

Palm Desert, CA

Corporate platform

Corporation

$7.9M1 advisorsPercentage of AUM; Fixed feesView
ALE LLC

CRD 281237

Pleasant Hill, CA

Advisory firm

LLC

$7.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
TRIAXIOM CAPITAL, LLC

CRD 298263

San Francisco, CA

Advisory firm

LLC

$7.8M1 advisorsPercentage of AUM · Performance-based fees +1 moreView
PACIFIC OAK FINANCIAL PLANNING LLC

CRD 226649

Woodland Hills, CA

Advisory firm

LLC

$7.7M1 advisorsPercentage of AUM · Hourly charges +1 moreView
HIGGINS CAPITAL MANAGEMENT, INC.

CRD 39985

La Jolla, CA

Corporate platform

Corporation

$7.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
GLACIER POINT ADVISORS, LLC

CRD 219515

Tustin, CA

Advisory firm

LLC

$7.6M1 advisorsPercentage of AUMView
GREENWOOD WEALTH MANAGEMENT, LLC

CRD 311352

San Francisco, CA

Advisory firm

LLC

$7.6M1 advisorsPercentage of AUM; Fixed feesView
AUSTIN CREEK CAPITAL, LLC

CRD 313554

Mill Valley, CA

Advisory firm

LLC

$7.5M1 advisorsPercentage of AUM; Fixed feesView
CENTERPOINT FINANCIAL MANAGEMENT LLC

CRD 306065

Irvine, CA

Advisory firm

LLC

$7.4M1 advisorsPercentage of AUM; Fixed feesView
FULLGUARDS FINANCIAL

CRD 325399

Santa Cruz, CA

Corporate platform

Corporation

$7.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GLOBAL AUTOTRADING

CRD 143231

CA

Corporate platform

Corporation

$7.3M1 advisorsPercentage of AUM; Fixed feesView
HARTMAN FINANCIAL PLANNING

CRD 142122

Santa Clarita, CA

Advisory firm

LLC

$7.3M1 advisorsHourly charges · Fixed fees +1 moreView
LONGHOUSE WEALTH MANAGEMENT

CRD 298119

Encinitas, CA

Advisory firm

LLC

$7.3M2 advisorsPercentage of AUMView
CHOICE FINANCIAL & INSURANCE SERVICES, INC.

CRD 312049

Brea, CA

Corporate platform

Corporation

$7.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PRIVATUS

CRD 329121

Rancho Cucamonga, CA

Advisory firm

LLC

$7.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WMS FINANCIAL SERVICES

CRD 291291

Anaheim, CA

Advisory firm

LLC

$7.2M1 advisorsPercentage of AUMView
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