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FULLGUARDS FINANCIAL
CRD 325399
340 SOQUEL AVE, SUITE 110, SANTA CRUZ, CA, 95062, United States
Phone
8314259886
Fax
8315392696
Registration
— (—)
Source
State registered
Total AUM
$7.4M
Discretionary AUM
$2.7M
Team
1 total employees; 1 advisory reps; 4 broker-dealer reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees
Org form
Corporation
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Educational seminars
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 11 | $2.7M |
| High net worth individuals | 4 | $4.7M |
All web addresses on file
Official SEC filing: View on IAPD