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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| SIERRA CAPITAL MANAGEMENT CRD 112055 | Bakersfield, CA | Advisory firm Sole prop | — | 1 advisors | PERCENTAGE BASED ON NET WORTH FINANCIAL PLANNING | View | |
| SILICON VALLEY TREASURY CONSULTING GROUP CRD 151921 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| SILVERMAN, ANDREW CRD 131691 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM | View | |
| SIMBA INVESTMENT ADVISORS CRD 155973 | — | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM | View | |
| SMITH, MICHAEL, GLEN CRD 329881 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| SPALDING, STEVEN CRD 317060 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| STEPHEN H. PECK EMPLOYEE BENEFITS SOLUTIONS CRD 170492 | Dedham, MA | Advisory firm Sole prop | — | 1 employees | NO COMPENSATION | View | |
| STEPHEN P GALIB CRPC CRD 297857 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges | View | |
| SUMMIT FINANCIAL ADVISORS CRD 123926 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| SUSTAINED WEALTH MANAGEMENT CRD 282634 | Calabasas, CA | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM | View | |
| SUZICK, CZAR MICHAEL CRD 132084 | — | Advisory firm Sole prop | — | 1 advisors | CONSULTATION SERVICES TO OTHER ADVISORS FOR COMPENSATION | View | |
| T.E. ZIMMERMAN, INVESTMENT SERVICES CRD 146822 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Fixed fees | View | |
| TEO, LEE YEOW DAVID CRD 328683 | — | Advisory firm Sole prop | — | — | Fees not disclosed | View | |
| TESSERACT PARTNERS CRD 111811 | — | Advisory firm Sole prop | — | 1 advisors | Fixed fees · Commissions +1 more | View | |
| THE LOGAN GROUP SECURITIES CRD 40259 | Roseville, CA | Advisory firm Sole prop | — | 0 total employees | Percentage of AUM; Hourly charges | View | |
| THE ROBERT J. WILKES PLANNING FORUM CRD 119953 | Binghamton, NY | Advisory firm Sole prop | — | 1 advisors | Percentage of AUM; Commissions | View | |
| THOMAS FRANCIS O'CONNELL CRD 292181 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; Fixed fees | View | |
| THOMAS NYITRAY, SOLE PROPRIETOR CRD 338165 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM | View | |
| THOMPSON CAPITAL MANAGEMENT CRD 226620 | — | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM | View | |
| THUNDERBIRD FINANCIAL COACHING CRD 175429 | Sylvania, OH | Advisory firm Sole prop | $0 | 1 advisors | Percentage of AUM; Hourly charges | View | |
| TILTON-STEELE INTERNATIONAL CRD 121827 | Baltimore, MD | Advisory firm Sole prop | — | 2 advisors | SEE SCHEDULE D--MISCELLANEOUS | View | |
| TIM REEVES & ASSOCIATES CRD 123605 | — | Advisory firm Sole prop | — | 1 advisors | Hourly charges; FLAT FEE RETAINER | View | |
| TIMOTHY C. MINNECI CRD 169088 | Williamsville, NY | Advisory firm Sole prop | — | 1 advisors | Hourly charges · Fixed fees +1 more | View | |
| TOLEDANO, ALLAN SAMUEL CRD 167707 | Boston, MA | Advisory firm Sole prop | — | — | Fees not disclosed | View |