Falists
← Back to search

STEPHEN P GALIB CRPC

GALIB, STEPHEN P

CRD 297857

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

—

Discretionary AUM

—

Team

1 total employees; 1 advisory reps; 35 broker-dealer reps

Clients

26-50

Fees

Hourly charges

Org form

Sole Proprietorship

Filing date

2025-02-01

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Financial planningMarket timing

Client types

TypeClientsAUM
Individuals35$0

Official SEC filing: View on IAPD