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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).
Single-owner practices registered as sole proprietorships.
1,145 advisers found
Compare advisers as cards or a sortable table with reputation links.
Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.
| Fees | Reputation | Profile | |||||
|---|---|---|---|---|---|---|---|
| DBA STEIN INVESTMENT SERVICES CRD 112135 | — | Advisory firm Sole prop | $10.8M | 1 advisors | Percentage of AUM | View | |
| DENNY, BARRY T. CRD 304512 | — | Advisory firm Sole prop | $10.8M | 1 advisors | Percentage of AUM | View | |
| JT WEALTH MANAGEMENT CRD 286280 | — | Advisory firm Sole prop | $10.6M | 1 advisors | Percentage of AUM | View | |
| THE MANDELL GROUP CRD 123406 | — | Advisory firm Sole prop | $10.3M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| ROBERT BERGSTROM CRD 116282 | — | Advisory firm Sole prop | $10.3M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| HATHER, ROBERT K CRD 139951 | — | Advisory firm Sole prop | $10.1M | 1 advisors | Percentage of AUM | View | |
| MORRIS ASSET MANAGEMENT CRD 149250 | — | Advisory firm Sole prop | $10.1M | 1 advisors | Percentage of AUM; RETAINER-BASED ADVISORY SERVICES | View | |
| KL ZECH INVESTMENTS CRD 113656 | — | Advisory firm Sole prop | $10.0M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| ANDREW J. SPILLIOS, CFP CRD 115003 | — | Advisory firm Sole prop | $10.0M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| FIRST MIDWEST INVESTMENTS CRD 269979 | — | Advisory firm Sole prop | $10.0M | 1 advisors | Percentage of AUM | View | |
| ROTHROCK FINANCIAL GROUP CRD 335275 | Fairport, NY | Advisory firm Sole prop | $10.0M | 1 employees | Percentage of AUM | View | |
| RUSSELL DOE FINANCIAL SERVICES CRD 134840 | Burbank, CA | Advisory firm Sole prop | $10.0M | 1 employees | Percentage of AUM | View | |
| SCHNEIDER, FRANZ CRD 130464 | — | Advisory firm Sole prop | $9.7M | 1 advisors | Percentage of AUM | View | |
| AMS MANAGEMENT CRD 115640 | — | Advisory firm Sole prop | $9.5M | 1 advisors | Percentage of AUM | View | |
| RLMS BUSINESS CONSULTANTS CRD 130602 | — | Advisory firm Sole prop | $9.5M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| STELLAR FINANCIAL PLANNING CRD 120284 | — | Advisory firm Sole prop | $9.4M | 0 total employees | Percentage of AUM · Hourly charges +1 more | View | |
| VON HALLE, ALLAN CRD 311062 | — | Advisory firm Sole prop | $9.3M | 1 advisors | Percentage of AUM; Fixed fees | View | |
| DBA FARMSTEAD INVESTMENT MANAGEMENT CRD 125900 | — | Advisory firm Sole prop | $9.1M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| MARK P. SHIVELY CRD 113557 | — | Advisory firm Sole prop | $9.1M | 1 advisors | Percentage of AUM | View | |
| CAPO CREEK FINANCIAL SOLUTIONS CRD 311923 | San Clemente, CA | Advisory firm Sole prop | $9.0M | 0 total employees | Percentage of AUM | View | |
| WEISS FINANCIAL SERVICES CRD 129647 | — | Advisory firm Sole prop | $9.0M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| C 3 FINANCIAL STRATEGIES CRD 166000 | — | Advisory firm Sole prop | $8.5M | 1 advisors | Percentage of AUM · Hourly charges +1 more | View | |
| OSTROM & ASSOCIATES CRD 121305 | — | Advisory firm Sole prop | $8.5M | 1 advisors | Percentage of AUM; Hourly charges | View | |
| WINNER WEALTH MANAGEMENT CRD 287582 | — | Advisory firm Sole prop | $8.5M | 1 advisors | Percentage of AUM | View |