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ROBERT BERGSTROM

BERGSTROM, ROBERT L.

CRD 116282

Advisory firmSole prop

Independent or team-based registered investment adviser — LLC, partnership, or sole proprietorship.

United States

Registration

— (—)

Source

State registered

Total AUM

$10.3M

Discretionary AUM

$10.3M

Team

1 total employees; 1 advisory reps

Clients

0

Fees

Percentage of AUM; Hourly charges

Org form

Sole Proprietorship

Filing date

2026-02-19

Disciplinary history

No

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  • SEC IAPD →

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Services

Financial planningPortfolio management (individuals)

Client types

TypeClientsAUM
Individuals10$3.5M
High net worth individuals2$6.8M

Official SEC filing: View on IAPD