Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Single-owner practices registered as sole proprietorships.

1,145 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BRADLEY ADVISORY

CRD 122098

Stevens, PA

Advisory firm

Sole prop

$74.7M1 advisorsPercentage of AUMView
MARK L. WESTERMAN, CPA

CRD 141887

Advisory firm

Sole prop

$74.0M1 advisorsHourly charges; Fixed feesView
DE LUCHI INVESTMENT MANAGEMENT

CRD 125899

Advisory firm

Sole prop

$73.8M1 advisorsPercentage of AUM; Fixed feesView
KEENER INVESTMENTS

CRD 117141

Advisory firm

Sole prop

$73.4M1 advisorsPercentage of AUMView
HERITAGE HOUSE ASSET MANAGEMENT

CRD 125868

Boston, MA

Advisory firm

Sole prop

$72.9M2 advisorsPercentage of AUM; Hourly chargesView
WILLIAM EDWARD DURNAN

CRD 128916

Far Hills, NJ

Advisory firm

Sole prop

$70.0M1 advisorsHourly chargesView
ASPIRE ADVISORY SERVICES

CRD 129828

Lodi, CA

Advisory firm

Sole prop

$69.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
INFORMED INVESTORS GROUP

CRD 105824

Advisory firm

Sole prop

$69.2M1 advisorsPercentage of AUMView
RITTER WEALTH COUNSEL

CRD 107474

San Rafael, CA

Advisory firm

Sole prop

$68.6M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SOVEREIGN ASSET MANAGEMENT

CRD 108305

Advisory firm

Sole prop

$67.5M1 advisorsPercentage of AUM · Hourly charges +1 moreView
GEMMER, ROBERT ARDEN

CRD 134695

Healdsburg, CA

Advisory firm

Sole prop

$67.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CHLASTAWA, ALLAN F.

CRD 288859

NY

Advisory firm

Sole prop

$67.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
NO-LOAD ASSET MANAGEMENT

CRD 136309

Advisory firm

Sole prop

$66.8M1 advisorsPercentage of AUM; Hourly chargesView
FLEMING FINANCIAL ADVISING

CRD 134146

Walnut Creek, CA

Advisory firm

Sole prop

$65.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
TIMOTHY J MCDONALD CPA CFP

CRD 125211

Lake Barrington, IL

Advisory firm

Sole prop

$65.0M1 advisorsPercentage of AUMView
ROBERT WILLIAM SHOEMAKER,III

CRD 128852

Advisory firm

Sole prop

$63.5M1 advisorsPercentage of AUM; Hourly chargesView
SCOTT & ASSOCIATES INVESTMENT ADVISORY SERVICES

CRD 135506

St.. Helena, CA

Advisory firm

Sole prop

$63.2M1 advisorsPercentage of AUMView
MELONAKIS FINANCIAL

CRD 111930

Advisory firm

Sole prop

$62.1M1 advisorsPercentage of AUMView
CUBED SYSTEMS

CRD 174967

Advisory firm

Sole prop

$61.7M1 advisorsPercentage of AUMView
EQUITYTRUST

CRD 127412

Advisory firm

Sole prop

$61.2M1 advisorsPercentage of AUMView
NICHOLS INVESTMENT MANAGEMENT

CRD 121108

Bangor, ME

Advisory firm

Sole prop

$60.2M1 advisorsPercentage of AUM; Fixed feesView
FARRAR FINANCIALS

CRD 140223

Advisory firm

Sole prop

$58.0M1 advisorsPercentage of AUM; Hourly chargesView
ONE HOPPER ASSET MANAGEMENT

CRD 168816

Utica, NY

Advisory firm

Sole prop

$57.5M2 advisorsPercentage of AUM; Hourly chargesView
AUSTIN CONSULTING

CRD 327134

Advisory firm

Sole prop

$56.8M1 advisorsFixed feesView
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