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NICHOLS INVESTMENT MANAGEMENT
NICHOLS, JAMES WILLIAM
CRD 121108 · SEC 801-63208
175 EXCHANGE STREET, BANGOR, ME, 04401, United States
Phone
207-942-8737
Fax
207-990-1310
Registration
— (—)
Source
State registered
Total AUM
$60.2M
Discretionary AUM
$60.2M
Team
1 total employees; 1 advisory reps
Clients
0
Fees
Percentage of AUM; Fixed fees
Org form
Sole Proprietorship
Filing date
2026-03-09
Disciplinary history
Yes
Services
Portfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 22 | $9.9M |
| High net worth individuals | 14 | $49.5M |
| Charitable organizations | 2 | $901K |
Official SEC filing: View on IAPD