Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
FIVE POINT INFRASTRUCTURE LLC

CRD 171158

Houston, TX

Advisory firm

LLC

$7.05B12 advisorsPercentage of AUM; Performance-based feesView
GLG LLC

CRD 138802

New York, NY

Advisory firm

LLC

$7.04B26 advisorsPercentage of AUM · Performance-based fees +1 moreView
US INNOVATIVE TECHNOLOGY CAPITAL MANAGEMENT, LLC

CRD 323370

Moon Township, PA

Corporate platform

LLC

$7.03B12 advisorsPercentage of AUM; Performance-based feesView
ONE MADISON GROUP LLC

CRD 320876

New York, NY

Corporate platform

LLC

$7.02B12 advisorsPercentage of AUM; Performance-based feesView
CAMPBELL GLOBAL

CRD 111944

Portland, OR

Advisory firm

LLC

$7.02B31 advisorsPercentage of AUM · Performance-based fees +1 moreView
WINDROSE HEALTH INVESTORS, LLC

CRD 160311

New York, NY

Advisory firm

LLC

$7.01B17 advisorsPercentage of AUM; Performance-based feesView
COMMUNITY CAPITAL MANAGEMENT, LLC

CRD 109368

Fort Lauderdale, FL

Corporate platform

LLC

$7.00B14 advisorsPercentage of AUM; SPECIAL SERVICING FEES & 12B-1 REIMBURSEMENTSView
CANNELL & SPEARS LLC

CRD 142633

New York, NY

Advisory firm

LLC

$6.99B17 advisorsPercentage of AUM · Fixed fees +1 moreView
GALVANIZE CLIMATE SOLUTIONS LLC

CRD 316994

San Francisco, CA

Advisory firm

LLC

$6.98B39 advisorsPercentage of AUM; Performance-based feesView
MEDLEY PARTNERS MANAGEMENT LLC

CRD 289836

San Francisco, CA

Advisory firm

LLC

$6.96B8 advisorsPercentage of AUM; Performance-based feesView
BLUE OWL TECHNOLOGY CREDIT ADVISORS II LLC

CRD 316821

New York, NY

Advisory firm

LLC

$6.95B250 advisorsPercentage of AUM; Performance-based feesView
NORTHSIDE CAPITAL MANAGEMENT LLC

CRD 107784

Hood River, OR

Corporate platform

LLC

$6.94B9 advisorsPercentage of AUM; Fixed feesView
DAKOTA WEALTH, LLC

CRD 297987

Palm Beach Gardens, FL

Advisory firm

LLC

$6.94B61 advisorsPercentage of AUM; Fixed feesView
CONESTOGA CAPITAL ADVISORS, LLC

CRD 111750

Wayne, PA

Advisory firm

LLC

$6.94B9 advisorsPercentage of AUM; Fixed feesView
SMITH SHELLNUT WILSON

CRD 106235

Ridgeland, MS

Advisory firm

LLC

$6.92B13 advisorsPercentage of AUM; Fixed feesView
STELLEX CAPITAL

CRD 174278

New York, NY

Advisory firm

LLC

$6.91B36 advisorsPercentage of AUM; Performance-based feesView
PGIM CUSTOM HARVEST LLC

CRD 290235

Newark, NJ

Advisory firm

LLC

$6.90B9 advisorsPercentage of AUMView
PGIM DC SOLUTIONS

CRD 318800

Newark, NJ

Advisory firm

LLC

$6.90B5 advisorsPercentage of AUMView
ABACUS CAPITAL GROUP LLC

CRD 157243

New York, NY

Corporate platform

LLC

$6.88B29 advisorsPercentage of AUM; Performance-based feesView
HARBOR INVESTMENT ADVISORY, LLC

CRD 151085

Lutherville, MD

Advisory firm

LLC

$6.87B30 advisorsPercentage of AUM · Hourly charges +1 moreView
PROWELL FINANCIAL MANAGEMENT, LLC

CRD 281762

Exton, PA

Advisory firm

LLC

$6.86B3 advisorsPercentage of AUM; Fixed feesView
SMARTLEAF ASSET MANAGEMENT LLC

CRD 172273

Boston, MA

Corporate platform

LLC

$6.85B4 advisorsPercentage of AUMView
FISHER\SMB

CRD 331205

Carrollton, TX

Advisory firm

LLC

$6.85B4 advisorsPercentage of AUM; Fixed feesView
IMPERIAL FUND ASSET MANAGEMENT LLC

CRD 317525

Fort Lauderdale, FL

Corporate platform

LLC

$6.84B2 advisorsPercentage of AUM · Hourly charges +1 moreView
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