← Back to searchVisit website
CANNELL & SPEARS LLC
CRD 142633 · SEC 801-67401
535 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY, 10022, United States
Phone
212-752-5255
Fax
212-319-0937
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$6.99B
Discretionary AUM
$6.80B
Team
40 total employees; 17 advisory reps; 2 broker-dealer reps
Clients
0
Fees
Percentage of AUM; Fixed fees; Performance-based fees
Org form
Limited Liability Company
Filing date
2026-03-30
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)Selection of other advisersREVIEW OF ASSET ALLOCATION
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 457 | $112.9M |
| High net worth individuals | 1937 | $6.22B |
| Investment companies | 1 | $113.9M |
| Pooled investment vehicles | 2 | $12.2M |
| Pension/profit sharing plans | 56 | $51.0M |
| Charitable organizations | 53 | $250.3M |
| Corporations/business entities | 43 | $231.7M |
States served
VT, AZ, CA, CO, DE, DC, GA, ID, IL, LA, ME, MD, MA, MN, MT, NJ, NM, NY, NC, OH, OR, PA, RI, SC, TN, VA, WA, TX, NH, CT, FL
All web addresses on file
Official SEC filing: View on IAPD