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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Limited liability companies — the most common structure for independent RIAs.

29,502 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
BROADVIEW MANAGEMENT, LLC

CRD 334073

St.. Louis, MO

Advisory firm

LLC

$302.8M13 advisorsPercentage of AUM · Performance-based fees +3 moreView
ALBANYADVISOR GROUP LLC

CRD 316226

Albany, NY

Corporate platform

LLC

$302.8M6 advisorsPercentage of AUM; Fixed feesView
BREAKWATER INVESTMENT MANAGEMENT

CRD 150841

Seattle, WA

Corporate platform

LLC

$302.7M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ALETHEA CAPITAL MANAGEMENT, LLC

CRD 156500

CA

Corporate platform

LLC

$302.6M1 advisorsPercentage of AUM; Performance-based feesView
UNCONVENTIONAL INVESTOR, LLC

CRD 317333

CA

Advisory firm

LLC

$302.5M2 advisorsPercentage of AUMView
CYPRESS INVESTMENT MANAGEMENT, LLC

CRD 327810

Oakbrook Terrace, IL

Corporate platform

LLC

$302.2M2 advisorsPercentage of AUM; Performance-based feesView
MASSACHUSETTS WEALTH MANAGEMENT, LLC

CRD 160235

North Andover, MA

Advisory firm

LLC

$301.5M2 advisorsPercentage of AUMView
PRAXIS CAPITAL MANAGEMENT LLC

CRD 333052

Chicago, IL

Corporate platform

LLC

$301.4M12 advisorsPercentage of AUM; Performance-based feesView
BLUE DIAMOND CAPITAL INVESTMENT ADVISORS

CRD 333059

Provo, UT

Advisory firm

LLC

$301.4M2 advisorsHourly charges; Fixed feesView
SENESCHAL FAMILY OFFICE

CRD 131618

Tacoma, WA

Advisory firm

LLC

$301.3M3 advisorsPercentage of AUM; Fixed feesView
BAC CAPITAL ADVISORS LLC

CRD 116816

Seattle, WA

Advisory firm

LLC

$301.2M3 advisorsPercentage of AUM; Fixed feesView
KINLOCH CAPITAL, LLC

CRD 300735

Glen Allen, VA

Advisory firm

LLC

$301.1M5 advisorsPercentage of AUM · Hourly charges +1 moreView
CONCORD MANAGEMENT SERVICES, LLC

CRD 292760

Summit, NJ

Advisory firm

LLC

$301.0M2 advisorsPercentage of AUM; Performance-based feesView
VITAL WEALTH MANAGEMENT, LLC

CRD 156455

Rosemont, IL

Advisory firm

LLC

$300.8M1 advisorsPercentage of AUM · Commissions +1 moreView
TRUNORTH ADVISORS

CRD 304558

Greenville, SC

Advisory firm

LLC

$300.8M8 advisorsPercentage of AUMView
TRANSITION FINANCIAL ADVISORS GROUP, LLC

CRD 116089

AZ

Corporate platform

LLC

$300.6M5 advisorsPercentage of AUM · Hourly charges +1 moreView
MICA CREEK CAPITAL LLC

CRD 325642

Steamboat Springs, CO

Advisory firm

LLC

$300.5M3 advisorsPercentage of AUM; Performance-based feesView
PINNACLE CAPITAL MANAGEMENT, LLC

CRD 141661

East Syracuse, NY

Corporate platform

LLC

$300.5M7 advisorsPercentage of AUMView
SUMMIT PLACE FINANCIAL ADVISORS, LLC

CRD 147984

Summit, NJ

Advisory firm

LLC

$300.4M4 advisorsPercentage of AUMView
CAPITAL WEALTH ALLIANCE, LLC

CRD 298257

Scottsdale, AZ

Advisory firm

LLC

$300.3M3 advisorsPercentage of AUM · Hourly charges +1 moreView
DEEPWORK CAPITAL, LLC

CRD 314673

Orlando, FL

Advisory firm

LLC

$300.2M8 advisorsPercentage of AUM; Performance-based feesView
KRENSAVAGE ASSET MANAGEMENT, LLC

CRD 168976

New York, NY

Corporate platform

LLC

$300.2M3 advisorsPercentage of AUM; Performance-based feesView
CLOUD CAPITAL MANAGEMENT

CRD 317325

Seattle, WA

Corporate platform

LLC

$300.2M5 advisorsPercentage of AUM; Performance-based feesView
OPTIMUM FINANCIAL SERVICES, LLC

CRD 105878

Jackson, MS

Advisory firm

LLC

$300.2M3 advisorsPercentage of AUM; Hourly chargesView
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