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BREAKWATER INVESTMENT MANAGEMENT

BREAKWATER INVESTMENT MANAGEMENT, LLC

CRD 150841 · SEC 801-79040

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2033 SIXTH AVENUE, #1010, SEATTLE, WA, 98121, United States

Phone

206.621.8832

Fax

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Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$302.7M

Discretionary AUM

$302.7M

Team

4 total employees; 2 advisory reps

Clients

26-50

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-04-15

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)CORPORATE TRUSTEE SERVICES

Client types

TypeClientsAUM
Individuals96$49.8M
High net worth individuals56$252.4M

States served

CA, OR, VA, WA

All web addresses on file

Official SEC filing: View on IAPD