Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SAGE PARTNERS LIMITED

CRD 309639

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
SAMCO PROPRIETARY TRADING, INC.

CRD 329446

Austin, TX

Corporate platform

Corporation

$01 advisorsFixed feesView
SANAKA CAPITAL INVESTMENT MANAGERS LIMITED

CRD 299269

Port Louis

Corporate platform

Corporation

Fees not disclosedView
SANDERS SMITH LIMITED

CRD 136506

Tarrytown, NY

Corporate platform

Corporation

2 advisorsFixed feesView
SAPIENT ADVISORS, INC.

CRD 301712

Alpharetta, GA

Corporate platform

Corporation

1 advisorsPARTICIPATE IN THE MANAGMENT FEE OF THIRD-PARTY MANAGERSView
SAPPHIRE WEALTH

CRD 340393

Corporate platform

Corporation

$01 advisorsPercentage of AUM · Hourly charges +1 moreView
SARKEE CAPITAL INC

CRD 338243

Colorado Springs, CO

Corporate platform

Corporation

Fees not disclosedView
SAVA CAPITAL INC.

CRD 341053

Corporate platform

Corporation

Fees not disclosedView
SAVY WEALTH ADVISORS, INC

CRD 341453

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
SCHARL ADVISORY SERVICES, INC.

CRD 118171

Corporate platform

Corporation

1 advisorsHourly charges; Fixed feesView
SCHWAB WEALTH ADVISORY, INC.

CRD 159035

San Francisco, CA

Corporate platform

Corporation

1375 advisorsSWA PROGRAM PAID BY WRAP SPONSOR PURSUANT TO COST PLAN FORMULA.View
SCHWARTZ SCHOOL OF BUSINESS

CRD 336738

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
SEVEN VOYAGERS MANAGEMENT LTD.

CRD 311535

Taipei

Corporate platform

Corporation

Fees not disclosedView
SHANGHAI GOKU TECHNOLOGIES LIMITED

CRD 329355

Shanghai

Corporate platform

Corporation

Fees not disclosedView
SHARON LUND, FINANCIAL PLANNING, INC.

CRD 129275

Corporate platform

Corporation

1 advisorsHourly chargesView
SHIFT 4 ADVISORS, INC.

CRD 329628

Murrieta, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Hourly chargesView
SHINING LIGHT INVESTMENT CORPORATION

CRD 312649

Hampton, VA

Corporate platform

Corporation

1 advisorsPercentage of AUMView
SIGMA FINANCIAL, INC.

CRD 123184

Allentown, PA

Corporate platform

Corporation

4 advisorsFixed feesView
SINGAPORE GOKU TECHNOLOGIES PTE. LTD.

CRD 335184

Singapore

Corporate platform

Corporation

Fees not disclosedView
SINGER, LEEMON & ASSOCIATES, INC.

CRD 127931

Corporate platform

Corporation

1 advisorsPercentage of AUMView
SKM PROFESSIONAL SERVICES, INC.

CRD 172100

Metairie, LA

Corporate platform

Corporation

2 employeesSOLICITORView
SLAVIC WEALTH MANAGEMENT, INC.

CRD 327929

Boca Raton, FL

Corporate platform

Corporation

$04 advisorsPercentage of AUMView
SMBC ASSET MANAGEMENT, INC.

CRD 109691

New York, NY

Corporate platform

Corporation

3 advisorsCOSTS PLUS 10%View
SMITHR CAPITAL

CRD 340284

Austin, TX

Corporate platform

Corporation

Fees not disclosedView
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