Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
INTERNATIONAL FINANCE CORPORATION LTD

CRD 338601

Denver, CO

Corporate platform

Corporation

Fees not disclosedView
INTERSTATE FINANCIAL GROUP, INC.

CRD 125880

Mt. Kisco, NY

Corporate platform

Corporation

2 advisorsFixed feesView
INVESTCORP SECURITIES LIMITED

CRD 287521

London, England

Corporate platform

Corporation

Fees not disclosedView
IRE (CAYMAN) LIMITED

CRD 162075

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
ITAU BBA USA SECURITIES, INC.

CRD 118817

New York, NY

Corporate platform

Corporation

26 advisorsFixed fees; CommissionsView
IVP ADVISORY CO. LTD

CRD 170944

Corporate platform

Corporation

Fees not disclosedView
J. SCOTT PHILANTHROPIC SERVICES, INC.

CRD 145324

Corporate platform

Corporation

1 advisorsREFERRAL FEESView
J.L. HUBER & ASSOCIATES, INC.

CRD 126305

Corporate platform

Corporation

1 employeesSOLICITATION FEES BASED ON REFERRED AUMView
J17 US MANAGEMENT INC.

CRD 340218

San Francisco, CA

Corporate platform

Corporation

Fees not disclosedView
JACUMEN ASSET MANAGEMENT CORP.

CRD 307809

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Performance-based feesView
JAMES P. HANSON ACCOUNTANCY CORPORATION

CRD 119727

Corporate platform

Corporation

1 advisorsHourly chargesView
JAN S. GLADE, CPA (APC)

CRD 117777

Corporate platform

Corporation

1 employeesAPPLICANT RECEIVES REFERRAL FEES FROM A NON-RELATED MONEY MGRView
JHL INVESTMENT FIRM INC

CRD 298362

Westminster, CA

Corporate platform

Corporation

1 advisorsPercentage of AUM; Fixed feesView
JINGE ASSET MANAGEMENT (HK) LIMITED

CRD 327808

Hong Kong

Corporate platform

Corporation

Fees not disclosedView
JJJ CAPITAL MANAGEMENT (DIFC) LIMITED

CRD 335078

Difc

Corporate platform

Corporation

Fees not disclosedView
JM FINANCIAL OVERSEAS HOLDINGS PRIVATE LIMITED

CRD 162305

Ebene

Corporate platform

Corporation

Fees not disclosedView
JM FINANCIAL PRIVATE WEALTH, INC.

CRD 341113

New York, NY

Corporate platform

Corporation

$01 advisorsPercentage of AUM; Fixed feesView
JM&A GROUP DEALERSHIP INSURANCE SERVICES

CRD 331423

Corporate platform

Corporation

1 advisorsPercentage of AUM; SOLICITOR/REFERRAL FEEView
JOHNSON'S CAPITAL PARTNERS CORPORATION

CRD 329331

Los Angeles, CA

Corporate platform

Corporation

$01 advisorsPercentage of AUMView
JOY CAPITAL

CRD 277061

Grand Cayman

Corporate platform

Corporation

Fees not disclosedView
JS CONSULTING

CRD 330210

Corporate platform

Corporation

1 advisorsSOLICITOR FEESView
JUMPSPEED VENTURES

CRD 305822

Corporate platform

Corporation

Fees not disclosedView
JUSTICE SETTLEMENT CONSULTING INC.

CRD 340024

Casper, WY

Corporate platform

Corporation

1 advisorsSOLICITOR FEESView
KALMIA ADVISORS INC.

CRD 311763

Rockville Centre, NY

Corporate platform

Corporation

Fees not disclosedView
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