Falists

Search advisors

Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
THE DIENEKES CORPORATION

CRD 150276

Corporate platform

Corporation

$1.2M1 advisorsPercentage of AUMView
ZHANG CAPITAL MANAGEMENT CORP.

CRD 148230

Corporate platform

Corporation

$1.1M1 advisorsPerformance-based feesView
APPLETON INVESTMENT MANAGEMENT INC.

CRD 113576

Hortonville, WI

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUM · Subscription fees +1 moreView
DYNAMIC INVESTMENT STRATEGIES, INC.

CRD 127301

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUM; Performance-based feesView
PROGRESS ALLIANCE INVESTMENT SERVICES

CRD 122687

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUMView
EMERALD HAVEN INVESTMENTS CORP

CRD 156522

Corporate platform

Corporation

$1.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SPORL & COMPANY

CRD 130785

Corporate platform

Corporation

$1.0M1 advisorsPercentage of AUM; Performance-based feesView
BLUE CHIP FINANCIAL ADVISORS, INC.

CRD 119917

Corporate platform

Corporation

$1.0M1 advisorsPercentage of AUM; Fixed feesView
OPPENHEIMERFUNDS INC

CRD 104983

Atlanta, GA

Corporate platform

Corporation

$828K4 advisorsPercentage of AUMView
GAMMA GROUP

CRD 118295

Corporate platform

Corporation

$815K1 advisorsPercentage of AUMView
BTG CAPITAL

CRD 286476

Corporate platform

Corporation

$800K1 advisorsPerformance-based feesView
TRADERS A.I., INC.

CRD 331700

Fairfax, VA

Corporate platform

Corporation

$774K2 advisorsPercentage of AUM; AS SPONSOR, WILL SHARE IN ETF PROFITS AFTER EXPENSESView
SAMARA FINANCIAL, INC.

CRD 288772

Corporate platform

Corporation

$771K1 advisorsPercentage of AUM; Hourly chargesView
KINDER FINANCIAL SERVICES

CRD 156805

Nashville, IN

Corporate platform

Corporation

$561K1 advisorsPercentage of AUM · Hourly charges +1 moreView
NPW INC.

CRD 310288

Oakville, Ontario

Corporate platform

Corporation

$536K5 advisorsPercentage of AUMView
HERRICK PORTFOLIO MANAGEMENT CO.

CRD 145095

Corporate platform

Corporation

$528K1 advisorsPercentage of AUMView
GROWTH EQUITY MANAGEMENT, INC.

CRD 134031

Corporate platform

Corporation

$495K1 advisorsPercentage of AUMView
KEMPTHORNE ANALYTICS, INC

CRD 142754

Corporate platform

Corporation

$452K1 advisorsNOT COMPENSATEDView
PANTHER ASSET MANAGEMENT, INC.

CRD 126868

Corporate platform

Corporation

$425K1 advisorsPercentage of AUM · Hourly charges +1 moreView
SMITH COMPANY FINANCIAL ADVISORS / FUSION FUNDS

CRD 125488

Sheridan, WY

Corporate platform

Corporation

$400K1 advisorsPercentage of AUM · Hourly charges +2 moreView
CTF FINANCIAL SERVICES, INC.

CRD 142217

Ocala, FL

Corporate platform

Corporation

$373K1 advisorsPercentage of AUMView
BRINKER ASSET MANAGEMENT

CRD 134164

Corporate platform

Corporation

$356K0 total employeesPercentage of AUMView
COVENANT FINANCIAL PLANNING AND RESOURCE MANAGEMENT, INC.

CRD 165873

Corporate platform

Corporation

$353K1 advisorsPercentage of AUM; Hourly chargesView
HYPO FINANCIAL SERVICES AND INVESTMENT ADVISER

CRD 165439

Yorba Linda, CA

Corporate platform

Corporation

$294K1 advisorsPercentage of AUMView
PreviousPage 329 of 355Next