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HERRICK PORTFOLIO MANAGEMENT CO.

CRD 145095 · SEC 801-68339

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

United States

Registration

— (—)

Source

State registered

Total AUM

$528K

Discretionary AUM

$528K

Team

1 total employees; 1 advisory reps

Clients

0

Fees

Percentage of AUM

Org form

Corporation

Filing date

2026-03-30

Disciplinary history

Yes

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  • SEC IAPD →

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Services

Portfolio management (individuals)Portfolio management (institutions)

Client types

TypeClientsAUM
Individuals12$528K

Official SEC filing: View on IAPD