Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
JWL & ASSOCIATES, INC.

CRD 314576

Corporate platform

Corporation

$1.8M1 advisorsPercentage of AUMView
ORION-ARCHSTONE ASSET MANAGEMENT INC.

CRD 286225

New York, NY

Corporate platform

Corporation

$1.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SD PERRON & CO. INVESTMENT SERVICES

CRD 132592

Corporate platform

Corporation

$1.8M1 advisorsPercentage of AUM; Hourly chargesView
THE ASTRAEA CORPORATION

CRD 114124

Corporate platform

Corporation

$1.8M1 advisorsPercentage of AUM · Fixed fees +1 moreView
GANT INVESTMENT ADVISORS, INC.

CRD 120467

Toledo, OH

Corporate platform

Corporation

$1.8M1 advisorsPercentage of AUMView
DPM WEALTH MANAGEMENT, INC.

CRD 126541

Corporate platform

Corporation

$1.7M1 advisorsPercentage of AUMView
UPSIDE LAB ADVISORS INC.

CRD 304862

Corporate platform

Corporation

$1.7M1 advisorsPercentage of AUM; Hourly chargesView
CITY INVESTMENT ADVISORS, INC.

CRD 123145

Langhorne, PA

Corporate platform

Corporation

$1.6M1 advisorsPercentage of AUMView
NAV WEALTH MANAGEMENT CORP.

CRD 149629

Corporate platform

Corporation

$1.6M0 total employeesPercentage of AUMView
BISHOPSGATE INVESTMENT COMPANY

CRD 104516

Corporate platform

Corporation

$1.6M1 advisorsPercentage of AUM; Hourly chargesView
FREEDOM ASSET MANAGEMENT INC.

CRD 122939

Corporate platform

Corporation

$1.6M1 advisorsHourly charges; 1.0% TRADING FEE/ 0.002 TRADING FEEView
AMBROZY & ASSOCIATES, INC.

CRD 129318

Corporate platform

Corporation

$1.6M1 advisorsPercentage of AUM · Hourly charges +2 moreView
CURTIN FINANCIAL SERVICES, INC.

CRD 133095

Burlington, MA

Corporate platform

Corporation

$1.5M1 advisorsHourly charges; Fixed feesView
EDWARDS PREMIER FINANCIAL

CRD 298453

Corporate platform

Corporation

$1.5M1 advisorsPercentage of AUM · Hourly charges +2 moreView
TREEHOUSE FINANCIAL, INC

CRD 161164

Corporate platform

Corporation

$1.4M2 advisorsPercentage of AUM; Fixed feesView
FRIEND FINANCIAL GROUP INC

CRD 333887

Thornton, CO

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM; Fixed feesView
GREGORY ADVISORS INC.

CRD 112537

Huntington Beach, CA

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM · Hourly charges +1 moreView
WHN INVESTOR SERVICES, INC.

CRD 10046

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM; Fixed feesView
BAF ADVISORS CORP

CRD 323286

Miami, FL

Corporate platform

Corporation

$1.4M1 advisorsPercentage of AUM; Hourly chargesView
TOTAL ASSETS MANAGEMENT, INC.

CRD 129050

Portland, OR

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
ATIP, INC

CRD 136440

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
SIMMONS FINANCIAL SERVICES, INC.

CRD 132218

Richmond, MI

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
RUBICON FINANCIAL NETWORK

CRD 113980

Tempe, AZ

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUM · Hourly charges +2 moreView
EPISTEME ADVISORS

CRD 153919

Corporate platform

Corporation

$1.3M1 advisorsPercentage of AUMView
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