← Back to search
RUBICON FINANCIAL NETWORK
PFAFFMANN FINANCIAL, INC.
CRD 113980
2181 E. WARNER ROAD, SUITE 101, TEMPE, AZ, 85284, United States
Phone
480-650-9517
Fax
480-820-1998
Registration
— (—)
Source
State registered
Total AUM
$1.3M
Discretionary AUM
$1.3M
Team
1 total employees; 1 advisory reps
Clients
1-10
Fees
Percentage of AUM; Hourly charges; Fixed fees; REFERRAL FEES FROM THIRD-PARTY INVESTMENT ADVISERS
Org form
Corporation
Filing date
2026-03-19
Disciplinary history
No
Services
Financial planningPortfolio management (individuals)Selection of other advisersFINANCIAL CONSULTING/TRUST REVIEW/IMPLEMENTATION & ESTATE SETTLEMENT SERVICES
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 4 | $1.3M |
Official SEC filing: View on IAPD