Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
GARDINER INVESTMENT GROUP, INC.

CRD 112512

Corporate platform

Corporation

$48.6M1 advisorsPercentage of AUMView
SWARTHMORE ASSET MANAGEMENT LTD

CRD 108507

New York, NY

Corporate platform

Corporation

$48.6M1 advisorsPercentage of AUM; Fixed feesView
HAMILTON ADVISORS INC

CRD 105342

Corporate platform

Corporation

$48.5M2 advisorsPercentage of AUMView
ITAU INTERNATIONAL SECURITIES INC.

CRD 144769

Miami, FL

Corporate platform

Corporation

$48.0M3 advisorsPercentage of AUM; Performance-based feesView
GILLESPIE WEALTH MANAGEMENT INC

CRD 167792

Corporate platform

Corporation

$48.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
DUBEAU CAPITAL USA INC.

CRD 119222

Quebec City, Quebec

Corporate platform

Corporation

$47.9M4 advisorsPercentage of AUMView
RJR FINANCIAL SERVICES

CRD 133700

Newport Beach, CA

Corporate platform

Corporation

$47.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ZIMENT FINANCIAL ADVISORS, INC.

CRD 123850

Corporate platform

Corporation

$47.8M3 advisorsPercentage of AUM; Fixed feesView
CHU FINANCIAL MANAGEMENT CORPORATION

CRD 133207

Corporate platform

Corporation

$47.6M1 advisorsPercentage of AUMView
WESTLAKE CAPITAL INC

CRD 105473

Westlake Village, CA

Corporate platform

Corporation

$47.4M1 advisorsPercentage of AUMView
CADOGAN PARK

CRD 291546

Vancouver, B.c., TX

Corporate platform

Corporation

$47.4M2 advisorsPercentage of AUM; Hourly chargesView
LAWRENCE CAPITAL MANAGEMENT, INC.

CRD 106123

Corporate platform

Corporation

$47.3M1 advisorsPercentage of AUMView
SHUYI KONG WEALTH MANAGEMENT, INC.

CRD 168953

Millbrae, CA

Corporate platform

Corporation

$47.3M1 advisorsPercentage of AUMView
PALADIN INVESTMENT ADVISORS

CRD 315305

Cabot, AR

Corporate platform

Corporation

$47.2M2 advisorsPercentage of AUMView
AYDT INVESTMENT MANAGEMENT, INC.

CRD 116965

Evansville, IN

Corporate platform

Corporation

$46.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
OLSON WEALTH MANAGEMENT, INC.

CRD 169452

Corporate platform

Corporation

$46.5M1 advisorsPercentage of AUMView
SPENCER SMITH ASSET MANAGEMENT, INC.

CRD 312678

Corporate platform

Corporation

$46.2M1 advisorsPercentage of AUM; Hourly chargesView
KAKIS FINANCIAL SERVICES INC.

CRD 142741

Des Plaines, IL

Corporate platform

Corporation

$46.0M1 advisorsPercentage of AUMView
MERRIMACK VALLEY FINANCIAL ADVISORS, INC.

CRD 124048

Chelmsford, MA

Corporate platform

Corporation

$45.9M3 advisorsPercentage of AUM · Hourly charges +2 moreView
INVESTMENTS BY DESIGN, INC

CRD 163070

Galena, IL

Corporate platform

Corporation

$45.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MAXWELL AND MORSE CAPITAL MANAGEMENT, INC.

CRD 118334

Tulsa, OK

Corporate platform

Corporation

$45.4M2 advisorsPercentage of AUMView
CG MATON ADVISORY, INC.

CRD 127277

Alpharetta, GA

Corporate platform

Corporation

$45.4M2 advisorsPercentage of AUM · Hourly charges +2 moreView
MUELLER ASSET MANAGEMENT

CRD 334823

Southfield, MI

Corporate platform

Corporation

$45.0M1 advisorsPercentage of AUMView
TDT FINANCIAL INC

CRD 310877

Corporate platform

Corporation

$45.0M1 advisorsPercentage of AUM; Fixed feesView
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