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SWARTHMORE ASSET MANAGEMENT LTD
CRD 108507 · SEC 801-41752
200 WEST 16TH STREET, OFFICE 1B, NEW YORK, NY, 10011, United States
Phone
212-741-2300
Fax
—
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$48.6M
Discretionary AUM
$48.6M
Team
2 total employees; 1 advisory reps
Clients
—
Fees
Percentage of AUM; Fixed fees
Org form
Corporation
Filing date
2026-02-25
Disciplinary history
No
Services
Portfolio management (individuals)
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 8 | $2.8M |
| High net worth individuals | 9 | $23.6M |
| Pension/profit sharing plans | 1 | $1.9M |
| Charitable organizations | 1 | $304K |
| Corporations/business entities | 1 | $1.4M |
Official SEC filing: View on IAPD