Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
WILLIAM B. WALKUP & ASSOCIATES, INC.

CRD 135533

Columbia, SC

Corporate platform

Corporation

$178.3M3 advisorsPercentage of AUMView
SOVEREIGN ASSET MANAGEMENT

CRD 285103

Amherst, NY

Corporate platform

Corporation

$176.0M2 advisorsPercentage of AUMView
COMPREHENSIVE FINANCIAL PLANNING INC

CRD 109822

Oklahoma City, OK

Corporate platform

Corporation

$176.0M2 advisorsPercentage of AUM; Hourly chargesView
THE PILLAR STRATEGIES

CRD 166641

Flemington, NJ

Corporate platform

Corporation

$175.2M3 advisorsPercentage of AUMView
ROBERT A. ZOCK & CO.,INC.

CRD 110480

Sutton, NH

Corporate platform

Corporation

$175.1M1 advisorsPercentage of AUM; Hourly chargesView
COOK FINANCIAL DESIGNS, INC.

CRD 115241

Virginia Beach, VA

Corporate platform

Corporation

$172.4M1 advisorsFixed feesView
OXFORD CAPITAL MANAGEMENT

CRD 118359

Richm0nd, VA

Corporate platform

Corporation

$170.0M2 advisorsPercentage of AUMView
LARIMER CAPITAL CORPORATION

CRD 18189

Denver, CO

Corporate platform

Corporation

$169.9M2 advisorsPercentage of AUM · Hourly charges +1 moreView
KENSINGTON FINANCIAL GROUP, INC.

CRD 127658

Winston-Salem, NC

Corporate platform

Corporation

$169.5M2 advisorsPercentage of AUMView
DARTMOUTH CAPITAL ADVISORS, INC.

CRD 105933

PA

Corporate platform

Corporation

$167.6M1 advisorsPercentage of AUM; Hourly chargesView
EHB FINANCIAL RESOURCES MANAGEMNT, INC.

CRD 116186

Exton, PA

Corporate platform

Corporation

$164.0M1 advisorsPercentage of AUMView
THE CARROLL GROUP, INC.

CRD 146977

Corporate platform

Corporation

$163.4M1 advisorsPercentage of AUMView
FELL CAPITAL MANAGEMENT

CRD 104986

Newport Beach, CA

Corporate platform

Corporation

$161.8M1 advisorsPercentage of AUM; Performance-based feesView
HAVE RIA, INC.

CRD 327137

Providence, RI

Corporate platform

Corporation

$160.8M3 advisorsPercentage of AUM · Hourly charges +3 moreView
SKA FINANCIAL SERVICES,INC.

CRD 107348

Fairview Park, OH

Corporate platform

Corporation

$159.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
CAMDEN FINANCIAL MANAGEMENT, INC.

CRD 111938

AZ

Corporate platform

Corporation

$157.0M1 advisorsPercentage of AUM; Fixed feesView
DALE Q. RICE INVESTMENT MANAGEMENT

CRD 310614

CA

Corporate platform

Corporation

$156.6M1 advisorsPercentage of AUMView
JOHNSON DUNN CAPITAL ADVISORS, INC.

CRD 320849

TX

Corporate platform

Corporation

$156.1M1 advisorsPercentage of AUMView
LIPPER ADVISORY SERVICES INC

CRD 107283

DE

Corporate platform

Corporation

$155.8M2 advisorsPercentage of AUM · Fixed fees +1 moreView
BP ASSET MANAGEMENT INC.

CRD 328276

Charlotte, NC

Corporate platform

Corporation

$155.3M3 advisorsPercentage of AUM · Performance-based fees +1 moreView
DIVERSIFIED PARTNERS, INC.

CRD 109570

Brentwood, TN

Corporate platform

Corporation

$155.1M3 advisorsNO COMPENSATION FOR IA SERVICES, GP PAID FOR ADMIN SERVICESView
STW ASSOCIATES

CRD 106196

CA

Corporate platform

Corporation

$152.8M1 advisorsFixed feesView
ASSET MANAGEMENT GROUP INVESTMENT CORP.

CRD 168369

Greenwood Village, CO

Corporate platform

Corporation

$151.2M2 advisorsPercentage of AUM · Hourly charges +1 moreView
ST. NICHOLAS PRIVATE ASSET MANAGEMENT, INC.

CRD 132500

Jacksonville, FL

Corporate platform

Corporation

$151.0M1 advisorsPercentage of AUMView
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