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STW ASSOCIATES

CRD 106196 · SEC 801-38647

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

CA, United States

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$152.8M

Discretionary AUM

$0

Team

1 total employees; 1 advisory reps

Clients

11-25

Fees

Fixed fees

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

No

Verify reputation

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  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

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Services

Financial planningPortfolio management (individuals)Selection of other advisersTAX COMPLIANCE

Client types

TypeClientsAUM
High net worth individuals15$152.8M

States served

CA

Official SEC filing: View on IAPD