Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
IPIC, INC.

CRD 116426

Corporate platform

Corporation

$14.0M1 advisorsPercentage of AUMView
EARLYBIRD CENTRAL INC.

CRD 307201

Corporate platform

Corporation

$14.0M1 advisorsFixed feesView
GARDINER FINANCIAL, INC.

CRD 286192

Corporate platform

Corporation

$14.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
QUANTS CAPITAL MANAGEMENT, INC

CRD 153124

El Segundo, CA

Corporate platform

Corporation

$14.0M2 advisorsPerformance-based feesView
RFM INVESTMENT ADVISOR

CRD 142134

Boca Raton, FL

Corporate platform

Corporation

$14.0M1 advisorsPercentage of AUM · Hourly charges +1 moreView
MARIAN FINANCIAL SERVICES, INC.

CRD 141456

Corporate platform

Corporation

$13.9M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SANTA FE' WEALTH MANAGEMENT

CRD 140810

San Diego, CA

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
PIVOTAL FINANCIAL SERVICES, INC.

CRD 143846

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SILVER ACCOUNTING SERVICE INC. DBA SILVER FINANCIAL SERVICE

CRD 330484

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
LIONHEART FINANCIAL PLANNING, INC.

CRD 134170

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUM · Hourly charges +2 moreView
ERICA HALL WEALTH ADVISORS, LLC.

CRD 152984

Southfield, MI

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUM · Hourly charges +1 moreView
ORACLE FINANCIAL GROUP

CRD 136750

Corporate platform

Corporation

$13.8M1 advisorsPercentage of AUMView
PREMIER WEALTH ADVISORY SERVICES, INC.

CRD 122078

Chesterfield, MO

Corporate platform

Corporation

$13.7M1 advisorsPercentage of AUMView
LINDUS ADVISORS, INC.

CRD 114782

Dallas, TX

Corporate platform

Corporation

$13.7M3 advisorsPercentage of AUM · Hourly charges +1 moreView
AVIDITY CAPITAL

CRD 312745

Hanford, CA

Corporate platform

Corporation

$13.6M1 advisorsPercentage of AUM · Subscription fees +1 moreView
HONEYTREE INVESTMENT MANAGEMENT

CRD 313415

Corporate platform

Corporation

$13.6M3 advisorsPercentage of AUM; SHARE IN ETF PROFITS AFTER EXPENSESView
WENZEL ANALYTICS, INC.

CRD 115499

Corporate platform

Corporation

$13.6M1 advisorsPercentage of AUM; Fixed feesView
RONALD A. BARTLETT & ASSOCIATES, LTD

CRD 147038

Flushing, NY

Corporate platform

Corporation

$13.5M2 advisorsPercentage of AUM · Fixed fees +1 moreView
DUNPHY WEALTH MANAGEMENT, INC.

CRD 128622

Cincinnati, OH

Corporate platform

Corporation

$13.5M2 advisorsPercentage of AUM; Hourly chargesView
SOUTH OCEAN MANAGEMENT LTD.

CRD 111180

Wanchai

Corporate platform

Corporation

$13.4M3 advisorsPercentage of AUM; Performance-based feesView
SPARX ASIA INVESTMENT ADVISORS LIMITED

CRD 139172

Wanchai

Corporate platform

Corporation

$13.3M4 advisorsPercentage of AUMView
7TH ST. FINANCIAL

CRD 289765

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUM · Hourly charges +1 moreView
DYNAMIC CAPITAL MANAGEMENT, INC.

CRD 116693

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUMView
OSBORNE GLOBAL INVESTORS, INC.

CRD 129128

Lee'S Summit, MO

Corporate platform

Corporation

$13.1M1 advisorsPercentage of AUM; Fixed feesView
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