Falists
← Back to search

SOUTH OCEAN MANAGEMENT LTD.

CRD 111180 · SEC 801-41804

Corporate platformCorporation

Large incorporated asset manager or corporate group — typically not a local adviser team.

Visit website

15E 15/F, THE PHOENIX BUILDING, 23 LUARD ROAD, WANCHAI, Hong Kong

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$13.4M

Discretionary AUM

$11.8M

Team

4 total employees; 3 advisory reps

Clients

0

Fees

Percentage of AUM; Performance-based fees

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

No

Verify reputation

Falists does not score or rank advisers. Use these official sources to check BBB ratings, FINRA disclosures, and SEC registration before hiring anyone.

  • SEC IAPD →

    Investment Adviser Public Disclosure — Form ADV filings, disciplinary history, and registration details from the SEC.

  • FINRA BrokerCheck →

    FINRA’s BrokerCheck database — firm registration, disclosures, and regulatory actions when applicable.

  • Better Business Bureau →

    Search BBB for business ratings, accreditation status, and consumer complaints in this firm’s market.

Services

Portfolio management (individuals)Portfolio management (pooled vehicles)

Client types

TypeClientsAUM
High net worth individuals17$11.8M
Pooled investment vehicles2$1.5M

All web addresses on file

Official SEC filing: View on IAPD