Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
PRINCE ASSET MANAGEMENT, INC.

CRD 141567

Sarasota, FL

Corporate platform

Corporation

$137.7M3 advisorsPercentage of AUMView
PENSION PARAMETERS FINANCIAL SERVICES, INC.

CRD 110405

Aberdeen, NJ

Corporate platform

Corporation

$137.6M2 advisorsPercentage of AUMView
RUGGIERO INVESTMENTS

CRD 169180

West Palm Beach, FL

Corporate platform

Corporation

$137.6M4 advisorsPercentage of AUM · Hourly charges +1 moreView
FREDRIC E. RUSSELL INVESTMENT MANAGEMENT CO.

CRD 108886

Tulsa, OK

Corporate platform

Corporation

$137.5M1 advisorsPercentage of AUMView
GLOBAL BROKERAGE SERVICES, INC.

CRD 37505

Hunt Valley, MD

Corporate platform

Corporation

$137.3M5 advisorsPercentage of AUM; PERCENTAGE OF ASSETS UNDER OUTSIDE ADVISOR: SOLICTOR FEEView
ARGUS INVESTORS' COUNSEL, INC.

CRD 106981

New York, NY

Corporate platform

Corporation

$137.3M6 advisorsPercentage of AUM; Fixed feesView
JARAS FINANCIAL SERVICES, INC.

CRD 282126

OH

Corporate platform

Corporation

$137.2M1 advisorsPercentage of AUM; Hourly chargesView
MILAGRE WEALTH MANAGEMENT, INC.

CRD 309185

White Plains, NY

Corporate platform

Corporation

$137.1M1 advisorsPercentage of AUMView
HARGER AND COMPANY, INC.

CRD 10385

Baton Rouge, LA

Corporate platform

Corporation

$137.0M3 advisorsPercentage of AUM · Hourly charges +2 moreView
WEALTHKARE.COM, INC.

CRD 115111

Mount Union, PA

Corporate platform

Corporation

$136.7M7 advisorsPercentage of AUM · Hourly charges +3 moreView
NORTON CAPITAL MANAGEMENT, INC.

CRD 110398

Henrico, VA

Corporate platform

Corporation

$136.6M2 advisorsPercentage of AUM; FLAT FEESView
ELE ADVISORY SERVICES, INC

CRD 148228

Southfield, MI

Corporate platform

Corporation

$136.5M13 advisorsPercentage of AUM · Hourly charges +1 moreView
AVENTUS INVESTMENT ADVISORS, INC.

CRD 153390

Naples, FL

Corporate platform

Corporation

$136.5M2 advisorsPercentage of AUM; Fixed feesView
BROOKER WEALTH MANAGEMENT

CRD 105437

Oakland, CA

Corporate platform

Corporation

$136.4M5 advisorsPercentage of AUM; Hourly chargesView
MFT WEALTH MANAGEMENT

CRD 339361

MA

Corporate platform

Corporation

$136.3M1 advisorsPercentage of AUM; Fixed feesView
J K R & COMPANY, INC.

CRD 8040

Van Nuys, CA

Corporate platform

Corporation

$136.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ST. BERNARD FINANCIAL SERVICES, INC.

CRD 36956

Russellville, AR

Corporate platform

Corporation

$136.2M30 advisorsPercentage of AUM; Hourly chargesView
CAPITOL FAMILY OFFICE, INC.

CRD 312005

Beaverton, OR

Corporate platform

Corporation

$136.1M2 advisorsPercentage of AUM; Fixed feesView
DOVER INVESTMENT ADVISORY CORPORATION

CRD 123499

MA

Corporate platform

Corporation

$135.4M1 advisorsPercentage of AUMView
KELLER FINANCIAL GROUP

CRD 328195

Camp Hill, PA

Corporate platform

Corporation

$135.3M2 advisorsPercentage of AUM · Hourly charges +1 moreView
FOGARTY WEALTH MANAGEMENT, INC.

CRD 283998

Missouri City, TX

Corporate platform

Corporation

$135.3M1 advisorsPercentage of AUM · Hourly charges +1 moreView
SPARROW WEALTH MANAGEMENT

CRD 152670

Orlando, FL

Corporate platform

Corporation

$135.2M1 advisorsPercentage of AUM · Hourly charges +1 moreView
IA PRIVATE WEALTH (USA) INC.

CRD 322127

Toronto, Ontario, AZ

Corporate platform

Corporation

$135.1M122 advisorsPercentage of AUM · Fixed fees +1 moreView
COLTON WEALTH MANAGEMENT

CRD 150486

Arcadia, CA

Corporate platform

Corporation

$135.1M3 advisorsPercentage of AUMView
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