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RUGGIERO INVESTMENTS

RUGGIERO INVESTMENTS, INC.

CRD 169180 · SEC 801-131800

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500 S. AUSTRAILIAN AVENUE, SUITE 608, WEST PALM BEACH, FL, 33401, United States

Phone

(800) 777-4726

Fax

(800) 777-4726

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$137.6M

Discretionary AUM

$137.6M

Team

5 total employees; 4 advisory reps

Clients

0

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Corporation

Filing date

2026-03-24

Disciplinary history

Yes

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingEducational seminars

Client types

TypeClientsAUM
Individuals366$53.0M
High net worth individuals26$63.6M
Corporations/business entities7$1.7M

States served

CA, GA, MA, NE, NJ, NY, SC, TX, NH, FL

All web addresses on file

Official SEC filing: View on IAPD