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Filter by name, location, specialty, or legal structure. All data from public SEC filings.

Incorporated firms — often large asset managers and corporate platforms (e.g. Vanguard Group), not solo adviser teams.

8,504 advisers found

Corporate platformCorporationWebsite listed

KOTAK ALTERNATE ASSET MANAGERS LIMITED

Mumbai, CA

AUM

$20.24B

Licensed in CA, IL, NJ +4 states
CAILNJNYPATX+1
Wealth MgmtTrusts & Estates
  • INVESTMENT ADVISORY SERVICES TO CLIENTS, INCLUDING HIGH NET WORTH INDIVIDUALS, BUSINESSES AND POOLED INVESTMENT VEHICLES

Team

44 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

WESTERN ASSET MANAGEMENT COMPANY LIMITED

London

AUM

$20.09B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

16 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

INVESCO

Toronto, Ontario

AUM

$19.87B

Single-office firm
Wealth MgmtRetirementInstitutional
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO MANAGEMENT FOR CANADIAN DOMICILED INVESTMENT FUNDS AND INSTITUTIONAL CLIENTS THAT ARE NOT UNITED STATES RESIDENTS.

Team

7 advisors

Clients

—

Fees

Percentage of AUM

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Corporate platformCorporationWebsite listed

STONEHAGE FLEMING

London, Greater London

AUM

$19.49B

Single-office firm
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

52 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

BURGUNDY ASSET MANAGEMENT LTD.

Toronto, Ontario, TX

AUM

$19.09B

Licensed in TX
TX
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

49 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

St.. Louis, MO

AUM

$18.92B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

450 advisors

Clients

1-10

Fees

Percentage of AUM · Hourly charges +1 more

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Corporate platformCorporationWebsite listed

LETKO, BROSSEAU & ASSOCIATES INC.

Montreal, Quebec, TX

AUM

$18.83B

Licensed in TX, FL
TXFL
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)

Team

36 advisors

Clients

51-100

Fees

Percentage of AUM

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Corporate platformCorporationWebsite listed

SPECTRUM ASSET MANAGEMENT, INC.

Stamford, CT

AUM

$18.30B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

14 advisors

Clients

0

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

MACKENZIE INVESTMENTS

Boston, MA

AUM

$18.07B

Licensed in MA
MA
Wealth MgmtInstitutional
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

10 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

STEPHENS

Little Rock, AR

AUM

$18.04B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

247 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +3 more

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Corporate platformCorporationWebsite listed

WILMINGTON TRUST INVESTMENT ADVISORS, INC.

Wilmington, DE

AUM

$17.83B

Licensed in AZ, CA, DE +13 states
AZCADEDCMEMD+10
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)

Team

74 advisors

Clients

0

Fees

Percentage of AUM; Fixed fees

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Corporate platformCorporationWebsite listed

ENVESTNET PORTFOLIO SOLUTIONS, INC.

Chicago, IL

AUM

$17.35B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesInstitutional
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

Team

178 advisors

Clients

—

Fees

Percentage of AUM · Subscription fees +2 more

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Corporate platformCorporationWebsite listed

FIERA CAPITAL INC.

New York, NY

AUM

$17.28B

Licensed in AL, AK, AZ +50 states
ALAKAZARCACO+47
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

37 advisors

Clients

—

Fees

Percentage of AUM

View detailsVisit website
Corporate platformCorporationWebsite listed

PRINCIPAL SECURITIES, INC.

Des Moines, IA

AUM

$17.02B

Licensed in AL, AK, AZ +48 states
ALAKAZARCACO+45
Financial PlanningWealth MgmtTrusts & EstatesRetirement
  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

Team

1464 advisors

Clients

More than 500

Fees

Percentage of AUM · Hourly charges +2 more

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Corporate platformCorporationWebsite listed

PETERCAM INSTITUTIONAL ASSET MANAGEMENT

Brussels

AUM

$16.87B

Single-office firm
Wealth MgmtTrusts & EstatesRetirementInstitutional
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

Team

85 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

RAYMOND JAMES INVESTMENT MANAGEMENT

St. Petersburg, FL

AUM

$16.86B

Licensed in AL, AK, AZ +49 states
ALAKAZARCACO+46
Wealth MgmtTrusts & Estates
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

5 advisors

Clients

0

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
Corporate platformCorporationWebsite listed

T. ROWE PRICE AUSTRALIA LIMITED

Sydney, Nsw, MD

AUM

$16.71B

Licensed in MD
MD
Wealth MgmtInstitutional
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)

Team

27 advisors

Clients

—

Fees

Percentage of AUM; Performance-based fees

View detailsVisit website
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