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SPECTRUM ASSET MANAGEMENT, INC.
CRD 300463 · SEC 801-30405
2 HIGH RIDGE PARK, STAMFORD, CT, 06905, United States
Phone
203-322-0189
Fax
203-968-6082
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$18.30B
Discretionary AUM
$13.91B
Team
27 total employees; 14 advisory reps
Clients
0
Fees
Percentage of AUM
Org form
Corporation
Filing date
2026-03-20
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)
Client types
| Type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1 | $4.5M |
| Investment companies | 7 | $8.08B |
| Pooled investment vehicles | 10 | $4.31B |
| Insurance companies | 6 | $485.5M |
| Corporations/business entities | 50 | $5.42B |
States served
VT, AL, AK, AZ, AR, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, ME, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, PR, RI, SC, TN, UT, VA, WV, WI, WY, MO, WA, TX, NH, HI, CT, FL, SD
All web addresses on file
Official SEC filing: View on IAPD