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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
SWISSPARTNERS ADVISORS

CRD 148721

Zurich, CA

Corporate platform

Corporation

$891.8M3 advisorsPercentage of AUM · Fixed fees +2 moreView
OPTIMA ASSET MANAGEMENT LLC

CRD 299826

New York, NY

Corporate platform

LLC

$891.6M14 advisorsPercentage of AUM · Fixed fees +1 moreView
COMMERCE STREET INVESTMENT MANAGEMENT

CRD 144278

Dallas, TX

Corporate platform

LLC

$891.3M10 advisorsPercentage of AUM · Fixed fees +2 moreView
THOMAS J. HERZFELD ADVISORS, INC.

CRD 108369

Miami Beach, FL

Corporate platform

Corporation

$890.4M6 advisorsPercentage of AUM · Performance-based fees +1 moreView
TRAN CAPITAL MANAGEMENT, L.P.

CRD 107049

San Rafael, CA

Corporate platform

LP

$890.3M3 advisorsPercentage of AUMView
J.P. KING ADVISORS, INC.

CRD 112109

Walnut Creek, CA

Corporate platform

Corporation

$889.7M5 advisorsPercentage of AUM; Fixed feesView
WESTSIDE INVESTMENT MANAGEMENT, LLC

CRD 154522

Santa Monica, CA

Corporate platform

LLC

$888.8M7 advisorsPercentage of AUM · Hourly charges +1 moreView
MARTIN INVESTMENT MANAGEMENT, LLC

CRD 105381

Palm Beach Gardens, FL

Corporate platform

LLC

$888.1M8 advisorsPercentage of AUM · Hourly charges +2 moreView
BIN YUAN CAPITAL LIMITED

CRD 170109

Hong Kong

Corporate platform

Corporation

$888.0M2 advisorsPercentage of AUM; Performance-based feesView
BERNICKE WEALTH MANAGEMENT

CRD 335431

Altoona, WI

Corporate platform

Corporation

$887.4M6 advisorsPercentage of AUM; Fixed feesView
ATIKA CAPITAL MANAGEMENT, LLC

CRD 167227

New York, NY

Corporate platform

LLC

$887.3M5 advisorsPercentage of AUM; Performance-based feesView
COVINGTON INVESTMENT ADVISORS, INC.

CRD 127270

Ligonier, PA

Corporate platform

Corporation

$885.9M4 advisorsPercentage of AUMView
ROBERT HARRELL, INCORPORATED

CRD 106191

Austin, TX

Corporate platform

Corporation

$885.3M5 advisorsPercentage of AUM; Fixed feesView
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.

CRD 157755

Salina, KS

Corporate platform

Corporation

$884.8M23 advisorsPercentage of AUM · Fixed fees +1 moreView
LEBENTHAL DIVERSIFIED ASSET MANAGEMENT INC.

CRD 167243

Hauppauge, NY

Corporate platform

Corporation

$883.7M1 advisorsPercentage of AUM; Fixed feesView
LYONROSS CAPITAL MANAGEMENT, LLC

CRD 156637

White Plains, NY

Corporate platform

LLC

$880.5M5 advisorsPercentage of AUM · Fixed fees +1 moreView
PARK PLACE CAPITAL CORPORATION

CRD 107952

Homewood, AL

Corporate platform

Corporation

$879.2M7 advisorsPercentage of AUM · Hourly charges +1 moreView
CHATHAM CAPITAL GROUP INC

CRD 106174

Savannah, GA

Corporate platform

Corporation

$878.1M5 advisorsPercentage of AUM; Hourly chargesView
SEYMOUR ASSET MANAGEMENT LLC

CRD 291768

New York, NY

Corporate platform

LLC

$877.5M1 advisorsPercentage of AUM; Fixed feesView
NOESIS CAPITAL MANAGEMENT CORP

CRD 110819

Boca Raton, FL

Corporate platform

Corporation

$876.9M7 advisorsPercentage of AUM; Fixed feesView
TRUE GREEN CAPITAL MANAGEMENT LLC

CRD 277052

Westport, CT

Corporate platform

LLC

$876.2M13 advisorsPercentage of AUM · Performance-based fees +1 moreView
ICON ADVISERS, INC.

CRD 108268

Greenwood Village, CO

Corporate platform

Corporation

$875.9M5 advisorsPercentage of AUM; ASSET-BASED FEE FROM MODEL-ONLY RECIPIENTSView
GREEN CITIES INVESTMENT MANAGEMENT, LLC

CRD 166263

Portland, OR

Corporate platform

LLC

$875.0M11 advisorsPercentage of AUM; Performance-based feesView
LEISURE CAPITAL MANAGEMENT, INC.

CRD 120374

Costa Mesa, CA

Corporate platform

Corporation

$874.0M6 advisorsPercentage of AUM; Hourly chargesView
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