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THOMAS J. HERZFELD ADVISORS, INC.
CRD 108369 · SEC 801-20866
119 WASHINGTON AVENUE, SUITE 504, MIAMI BEACH, FL, 33139, United States
Phone
305-777-1660
Fax
305-777-1661
Registration
Registered (APPROVED)
Source
SEC registered
Total AUM
$890.4M
Discretionary AUM
$870.4M
Team
15 total employees; 6 advisory reps; 1 broker-dealer reps
Clients
—
Fees
Percentage of AUM; Performance-based fees; LICENSING FEES
Org form
Corporation
Filing date
2026-03-31
Disciplinary history
No
Services
Portfolio management (individuals)Portfolio management (investment companies)Portfolio management (pooled vehicles)Portfolio management (institutions)PORTFOLIO MODEL LICENSING
Client types
| Type | Clients | AUM |
|---|---|---|
| Individuals | 15 | $5.2M |
| High net worth individuals | 125 | $140.7M |
| Investment companies | 1 | $41.7M |
| Pooled investment vehicles | 8 | $484.8M |
| Pension/profit sharing plans | 3 | $1.1M |
| Charitable organizations | 11 | $47.0M |
| Corporations/business entities | 10 | $44.7M |
States served
AL, AZ, AR, CA, CO, DE, IL, IA, MI, NE, NY, ND, TN, TX, NH, FL
All web addresses on file
Official SEC filing: View on IAPD