Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MENGIS CAPITAL MANAGEMENT, INC.

CRD 117127

Portland, OR

Corporate platform

Corporation

$903.5M6 advisorsPercentage of AUM; Hourly chargesView
FORMIDABLE ASSET MANAGEMENT, LLC

CRD 167555

Cincinnati, OH

Corporate platform

LLC

$903.0M14 advisorsPercentage of AUM; Performance-based feesView
STUDIO INVESTMENT MANAGEMENT

CRD 158489

Chicago, IL

Corporate platform

LLC

$903.0M4 advisorsPercentage of AUM; Fixed feesView
THE FAIRMAN GROUP, LLC

CRD 121492

Chesterbrook, PA

Corporate platform

LLC

$902.1M16 advisorsPercentage of AUM · Hourly charges +1 moreView
FLAHARTY ASSET MANAGEMENT, LLC

CRD 168495

Clearwater, FL

Corporate platform

LLC

$901.6M9 advisorsPercentage of AUM · Hourly charges +1 moreView
TRIMER CAPITAL MANAGEMENT LP

CRD 319428

San Francisco, CA

Corporate platform

LP

$901.5M6 advisorsPercentage of AUM; Performance-based feesView
MARSJEWETT FINANCIAL GROUP

CRD 297388

Bellevue, WA

Corporate platform

Corporation

$901.4M7 advisorsPercentage of AUM; Fixed feesView
RIATA CAPITAL GROUP, LLC

CRD 289948

Dallas, TX

Corporate platform

LLC

$901.1M15 advisorsPercentage of AUM · Performance-based fees +1 moreView
93 FINANCIAL GROUP, LLC

CRD 144235

Woburn, MA

Corporate platform

LLC

$899.7M5 advisorsPercentage of AUMView
AXIOM ASSET MANAGEMENT

CRD 145186

Wayne, PA

Corporate platform

LLC

$899.6M5 advisorsPercentage of AUMView
NIPPON VALUE INVESTORS

CRD 140500

Tokyo

Corporate platform

Corporation

$898.5M5 advisorsPercentage of AUM; Fixed feesView
ASSET MANAGEMENT GROUP, INC.

CRD 110116

Stamford, CT

Corporate platform

Corporation

$898.3M2 advisorsPercentage of AUM; Hourly chargesView
SAWYER FALDUTO ASSET MANAGEMENT, LLC

CRD 145026

Elmhurst, IL

Corporate platform

LLC

$896.5M4 advisorsPercentage of AUM; Fixed feesView
CHRISTOPHER WEIL & CO INC

CRD 22090

San Diego, CA

Corporate platform

Corporation

$896.2M7 advisorsPercentage of AUM; Fixed feesView
STONEBRIDGE FINANCIAL GROUP

CRD 340200

San Rafael, CA

Corporate platform

LLC

$896.0M12 advisorsPercentage of AUM; Fixed feesView
KELMAN LAZAROV INC

CRD 107727

Memphis, TN

Corporate platform

Corporation

$894.6M13 advisorsPercentage of AUM · Hourly charges +1 moreView
MAKROD INVESTMENT ASSOCIATES INC

CRD 110325

Verona, NJ

Corporate platform

Corporation

$894.4M2 advisorsPercentage of AUMView
BCG SECURITIES, INC.

CRD 70

Cherry Hill, NJ

Corporate platform

Corporation

$894.2M33 advisorsPercentage of AUM · Fixed fees +1 moreView
TELEO CAPITAL MANAGEMENT LLC

CRD 307203

Boise, ID

Corporate platform

LLC

$894.1M15 advisorsPercentage of AUM; Performance-based feesView
ALLSPRING GLOBAL INVESTMENTS (SINGAPORE) PTE. LTD.

CRD 324043

Singapore

Corporate platform

Corporation

$893.9M2 advisorsPercentage of AUM; Fixed feesView
THE MILLSTONE EVANS GROUP, LLC

CRD 311142

Boulder, CO

Corporate platform

LLC

$893.3M8 advisorsPercentage of AUM; Fixed feesView
ACORN CAPITAL MANAGEMENT

CRD 164499

Oklahoma City, OK

Corporate platform

LLC

$893.2M13 advisorsPercentage of AUM · Performance-based fees +1 moreView
MOERUS CAPITAL MANAGEMENT LLC

CRD 282399

New York, NY

Corporate platform

LLC

$893.1M4 advisorsPercentage of AUM; Performance-based feesView
JLB & ASSOCIATES INC

CRD 104655

Plymouth, MI

Corporate platform

Corporation

$892.7M3 advisorsPercentage of AUMView
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