FLAHARTY ASSET MANAGEMENT, LLC

CRD 168495 · SEC 801-78437

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311 PARK PLACE BLVD., SUITE 150, CLEARWATER, FL, 33759, United States

Phone

727-252-1050

Fax

727-474-3823

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$901.6M

Discretionary AUM

$899.4M

Team

10 total employees; 9 advisory reps

Clients

Fees

Percentage of AUM; Hourly charges; Fixed fees

Org form

Limited Liability Company

Filing date

2026-03-19

Disciplinary history

Services

Financial planningPortfolio management (individuals)Portfolio management (institutions)Pension consultingSelection of other advisersEducational seminars

Client types

Type	Clients	AUM
Individuals	548	$125.7M
High net worth individuals	556	$741.1M
Pension/profit sharing plans	6	$4.4M
Charitable organizations	4	$1.3M
Corporations/business entities	16	$29.1M

States served

CA, CO, GA, IL, IN, KS, LA, MD, MA, MI, NY, NC, OH, PA, RI, SC, TN, VA, WA, TX, NH, FL

All web addresses on file

https://www.linkedin.com/company/flahartyllc/posts/?feedView=all
HTTP://WWW.FLAHARTYLLC.COM
https://www.youtube.com/@Flahartyllc
HTTPS://WWW.FACEBOOK.COM/FLAHARTYASSETMANAGEMENT/

Official SEC filing: View on IAPD