Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
MRAZ AND ASSOCIATES

CRD 158338

Modesto, CA

Corporate platform

Corporation

$917.5M5 advisorsPercentage of AUM · Hourly charges +1 moreView
DILLON & ASSOCIATES INC

CRD 104662

Jackson, MI

Corporate platform

Corporation

$916.4M3 advisorsPercentage of AUM; Fixed feesView
GOODMAN FINANCIAL CORPORATION

CRD 114637

Houston, TX

Corporate platform

Corporation

$915.9M16 advisorsPercentage of AUM; Hourly chargesView
OLD WEST INVESTMENT MANAGEMENT, LLC

CRD 148343

Los Angeles, CA

Corporate platform

LLC

$915.7M8 advisorsPercentage of AUM · Performance-based fees +1 moreView
MADRYN ASSET MANAGEMENT, LP

CRD 286065

New York, NY

Corporate platform

LP

$915.0M7 advisorsPercentage of AUM · Performance-based fees +1 moreView
ROSEMEYER MANAGEMENT GROUP

CRD 310363

Platteville, WI

Corporate platform

LLC

$914.0M9 advisorsPercentage of AUM; Fixed feesView
RFE MANAGEMENT CORPORATION

CRD 160360

Westport, CT

Corporate platform

Corporation

$913.3M15 advisorsPercentage of AUM; Performance-based feesView
BRIAUD FINANCIAL ADVISORS

CRD 105638

College Station, TX

Corporate platform

Corporation

$912.8M6 advisorsPercentage of AUM; Fixed feesView
BROOKFIELD ASSET MANAGEMENT PIC BMG, LLC

CRD 312797

New York, NY

Corporate platform

LLC

$911.7M1096 advisorsPercentage of AUM; Performance-based feesView
PEAK WEALTH SOLUTIONS

CRD 127391

Pepper Pike, OH

Corporate platform

Corporation

$911.6M7 advisorsPercentage of AUM · Hourly charges +2 moreView
TRUBEE WEALTH ADVISORS, INC.

CRD 3618

Buffalo, NY

Corporate platform

Corporation

$911.5M14 advisorsPercentage of AUM; Fixed feesView
NESTEGGS, INC.

CRD 133507

Jacksonville, FL

Corporate platform

Corporation

$911.3M9 advisorsPercentage of AUM · Hourly charges +1 moreView
MOON CAPITAL MANAGEMENT LP

CRD 156460

New York, NY

Corporate platform

LP

$911.2M14 advisorsPercentage of AUM; Performance-based feesView
SYVERSON STREGE

CRD 109228

West Des Moines, IA

Corporate platform

Corporation

$910.8M13 advisorsPercentage of AUM · Hourly charges +1 moreView
BROOKMONT CAPITAL MANAGEMENT

CRD 145475

Dallas, TX

Corporate platform

LLC

$910.5M4 advisorsPercentage of AUM; PERCENTAGE OF ASSETS CONSULTED UPONView
STRATEGIC PLANNING GROUP

CRD 113844

Bountiful, UT

Corporate platform

LLC

$910.3M5 advisorsPercentage of AUM · Hourly charges +3 moreView
CULLEN INVESTMENT GROUP

CRD 18266

Lafayette, LA

Corporate platform

Corporation

$910.0M5 advisorsPercentage of AUMView
CLAYTON WEALTH PARTNERS

CRD 105898

Topeka, KS

Corporate platform

Corporation

$909.8M8 advisorsPercentage of AUM · Hourly charges +1 moreView
GERALD BAKER FINANCIAL GROUP, L.L.C.DBA BAKER FINANCIAL SERVICES

CRD 112248

Arlington, TX

Corporate platform

LLC

$909.3M5 advisorsPercentage of AUM · Hourly charges +1 moreView
ESTANCIA CAPITAL MANAGEMENT, LLC

CRD 166478

Scottsdale, AZ

Corporate platform

LLC

$908.0M11 advisorsPercentage of AUM; Performance-based feesView
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD 13609

Cedar Rapids, IA

Corporate platform

Corporation

$906.4M100 advisorsPercentage of AUM · Hourly charges +2 moreView
HABROK CAPITAL MANAGEMENT LLP

CRD 157014

London

Corporate platform

LLP

$906.1M1 advisorsPercentage of AUM · Fixed fees +1 moreView
RICHARD P. SLAUGHTER ASSOCIATES, INC.

CRD 109080

Austin, TX

Corporate platform

Corporation

$905.2M12 advisorsPercentage of AUM; Hourly chargesView
HOLOWESKO PARTNERS LTD.

CRD 155703

Nassau

Corporate platform

Corporation

$904.1M13 advisorsPercentage of AUM; Performance-based feesView
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