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BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD 13609 · SEC 801-62277

Visit website

4201 42ND STREET NE, SUITE 100, CEDAR RAPIDS, IA, 52402, United States

Phone

319-447-5700

Fax

319-447-4244

Registration

Registered (APPROVED)

Source

SEC registered

Total AUM

$906.4M

Discretionary AUM

$438.1M

Team

100 total employees; 100 advisory reps; 6 broker-dealer reps

Clients

11-25

Fees

Percentage of AUM; Hourly charges; Fixed fees; Commissions

Org form

Corporation

Filing date

2026-03-27

Disciplinary history

No

Services

Financial planningPortfolio management (individuals)Selection of other advisers

Client types

TypeClientsAUM
Individuals3278$719.9M
High net worth individuals45$161.2M
Pension/profit sharing plans10$5.0M
Corporations/business entities19$20.4M

States served

VT, AL, AZ, CA, CO, DE, DC, GA, ID, IL, IN, IA, KS, KY, LA, MD, MA, MI, MN, MS, MT, NE, NV, NJ, NM, NY, NC, ND, OH, OK, OR, PA, SC, TN, UT, VA, WV, WI, MO, WA, TX, NH, HI, CT, FL, SD

All web addresses on file

Official SEC filing: View on IAPD