Falists

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Filter by name, location, specialty, or legal structure. Use the sortable table to compare AUM, team size, and reputation links (SEC, FINRA, BBB).

Corporate platforms — large incorporated asset managers and groups, not typical local adviser teams.

11,375 advisers found

Compare advisers as cards or a sortable table with reputation links.

Showing 24 of 24 on this page. Click column headers to sort. Verify reputation via SEC, FINRA, and BBB links.

FeesReputationProfile
ESTABROOK CAPITAL MANAGEMENT LLC

CRD 128856

New York, NY

Corporate platform

LLC

$933.3M5 advisorsPercentage of AUM; Fixed feesView
BOS ASSET MANAGEMENT, LLC

CRD 310632

Springfield, IL

Corporate platform

LLC

$933.2M8 advisorsPercentage of AUM · Fixed fees +1 moreView
3L CAPITAL MANAGEMENT, LLC

CRD 294003

Los Angeles, CA

Corporate platform

LLC

$932.3M3 advisorsPercentage of AUM; Performance-based feesView
J. SAFRA SARASIN ASSET MANAGEMENT (NORTH AMERICA) LTD

CRD 292433

Geneva, CA

Corporate platform

Corporation

$931.9M5 advisorsPercentage of AUM; WRAP FEE PROGRAMView
FRISCH FINANCIAL GROUP, INC.

CRD 126524

Melville, NY

Corporate platform

Corporation

$931.6M7 advisorsPercentage of AUM; Fixed feesView
SKY INVESTMENT GROUP LLC

CRD 134001

Hartford, CT

Corporate platform

LLC

$931.0M8 advisorsPercentage of AUMView
BRIGHTON SECURITIES CORP.

CRD 3875

Rochester, NY

Corporate platform

Corporation

$931.0M21 advisorsPercentage of AUM · Hourly charges +2 moreView
RB CAPITAL MANAGEMENT, LLC

CRD 125678

Reno, NV

Corporate platform

LLC

$930.6M14 advisorsPercentage of AUM · Hourly charges +1 moreView
SANDALWOOD SECURITIES, INC.

CRD 27240

Roseland, NJ

Corporate platform

Corporation

$930.2M4 advisorsPercentage of AUM; Performance-based feesView
TOSCAFUND ASSET MANAGEMENT

CRD 155132

London

Corporate platform

LLP

$929.9M11 advisorsPercentage of AUM; Performance-based feesView
MIRI CAPITAL MANAGEMENT LLC

CRD 311308

Boston, MA

Corporate platform

LLC

$929.7M7 advisorsPercentage of AUM; Performance-based feesView
INVESTMARK ADVISORY GROUP LLC

CRD 121060

Shelton, CT

Corporate platform

LLC

$929.7M10 advisorsPercentage of AUM · Hourly charges +1 moreView
GALECKI FINANCIAL MANAGEMENT INC

CRD 107218

Fort Wayne, IN

Corporate platform

Corporation

$929.5M6 advisorsPercentage of AUM · Hourly charges +1 moreView
OPPENHEIMER INVESTMENT MANAGEMENT LLC

CRD 133243

New York, NY

Corporate platform

LLC

$929.4M7 advisorsPercentage of AUMView
MOUNTAIN CAPITAL INVESTMENT ADVISORS INC

CRD 156660

Westminster, CO

Corporate platform

Corporation

$929.1M15 advisorsPercentage of AUMView
UNION PARK CAPITAL MANAGEMENT, L.P.

CRD 169842

Boston, MA

Corporate platform

LP

$928.5M9 advisorsPercentage of AUM; Performance-based feesView
PITON INVESTMENT MANAGEMENT, LP

CRD 282517

Garden City, NY

Corporate platform

LP

$927.9M6 advisorsPercentage of AUM; Fixed feesView
THE ADVISORY RESOURCE GROUP, LLC

CRD 290110

Tulsa, OK

Corporate platform

LLC

$926.6M6 advisorsPercentage of AUMView
STATHEROS FINANCIAL SOLUTIONS, INC.

CRD 306217

El Dorado Hills, CA

Corporate platform

Corporation

$926.2M11 advisorsPercentage of AUMView
PCJ INVESTMENT COUNSEL LTD.

CRD 174083

Toronto, Ontario

Corporate platform

Corporation

$924.3M9 advisorsPercentage of AUM; Performance-based feesView
PRINCETON GLOBAL ASSET MANAGEMENT LLC

CRD 146644

Princeton, NJ

Corporate platform

LLC

$921.3M17 advisorsPercentage of AUM; Fixed feesView
FOUNDERS CAPITAL MANAGEMENT, LLC

CRD 118853

Hartford, CT

Corporate platform

LLC

$920.3M4 advisorsPercentage of AUMView
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.

CRD 108030

CA

Corporate platform

Corporation

$918.6M9 advisorsPercentage of AUM · Hourly charges +1 moreView
RAINEY & RANDALL WEALTH ADVISORS, INC.

CRD 116251

Celebration, FL

Corporate platform

Corporation

$918.2M4 advisorsPercentage of AUM; Hourly chargesView
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